GRC Appointments


FINRA

News Brief

FINRA appoints senior vice presidents of enforcement

2024-07-23T16:57:00+01:00By

The Financial Industry Regulatory Authority announced the appointments of Tina Gubb, effective Monday, and Julie Glynn, effective Sept. 1, as senior vice presidents of enforcement.

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Seminole Hard Rock promotes diversity chief

2024-07-23T15:46:00+01:00By

Seminole Hard Rock Support Services announced the promotion of Chief Diversity and Inclusion Officer Stephanie Piimauna to senior vice president of people and inclusion.

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Kering Americas promotes GC to president

2024-07-23T15:44:00+01:00By

Luxury group Kering Americas announced the promotion of General Counsel Ewa Abrams to president, effective Aug. 1.

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HanAll Biopharma appoints legal chief

2024-07-23T15:43:00+01:00By

HanAll Biopharma announced the appointment of Christopher Slavinsky as chief business development and legal officer.

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VersaBank appoints chief risk officer

2024-07-23T15:42:00+01:00By

VersaBank announced the appointment of Tim Bloom as chief risk officer.

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Peak Re announces chief risk officer

2024-07-23T15:41:00+01:00By

Peak Reinsurance Company announced the appointment of David Menezes as chief risk officer.

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Gulfstream names chief sustainability officer

2024-07-23T15:40:00+01:00By

Gulfstream Aerospace has appointed Smitha Hariharan as vice president and chief sustainability officer.

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Commercis announces general counsel

2024-07-23T15:39:00+01:00By

Commercis announced the appointment of Thomas Dolan as the company’s new general counsel.

SEC office

News Brief

SEC names interim acting director of exams division

2024-07-23T15:27:00+01:00By

The Securities and Exchange Commission announced that Division of Examinations Deputy Director Keith Cassidy, who was named interim acting co-director a year ago, will serve as interim acting director going forward.

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Bioenergy Devco appoints legal chief

2024-07-18T17:09:00+01:00By

Bioenergy Devco announced the appointment of Richard Gognat as chief legal officer.

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Crowell & Moring adds ContextLogic GC, compliance chief as partner

2024-07-18T17:08:00+01:00By

Crowell & Moring announced the appointment of Joanna Rosen Forster, who most recently served as general counsel and chief compliance officer for ContextLogic, as a partner in the litigation group in its San Francisco office.

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SingleStore welcomes chief legal officer

2024-07-18T17:06:00+01:00By

SingleStore, a real-time data platform to transact, analyse and contextualise, announced that Jay DeGooyer is joining the company as chief legal officer and corporate secretary.

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Wildstone appoints general counsel

2024-07-18T17:06:00+01:00By

Outdoor media infrastructure owner Wildstone appointed Bruce Jones as general counsel.

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Mina Foundation announces general counsel

2024-07-18T17:04:00+01:00By

Mina Foundation, a public benefit corporation servicing zero-knowledge blockchain Mina Protocol, announced the appointment of Daniel Schoenberger as general counsel.

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PCS Retirement names GC, head of legal, risk, compliance

2024-07-18T17:03:00+01:00By

PCS Retirement has appointed Colleen Duffy as general counsel, head of legal, risk, and compliance.

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Greenberg Traurig adds two former GCs as in-house counsels

2024-07-18T17:00:00+01:00By

Global law firm Greenberg Traurig added two former general counsels, Patrick Kassen and Matthew Bromberg, as in-house counsels.

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Harvard University appoints general counsel

2024-07-18T16:58:00+01:00By

Harvard University announce that Jennifer O’Connor will serve as its next vice president and general counsel, effective July 29.

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Flagship Pioneering announces general counsel

2024-07-18T16:56:00+01:00By

Bioplatform innovation company Flagship Pioneering announced that Dina Ciarimboli has been appointed as general counsel and executive partner.

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Roku adds general counsel

2024-07-18T16:43:00+01:00By

Technology company Roku announced that Louise Pentland will join the company as senior vice president and general counsel, effective July 23.

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Tufin names general counsel

2024-07-18T16:41:00+01:00By

Network and cloud security policy automation provider Tufin has named Christian Na as general counsel.

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Falcon’s Beyond promotes GC to legal chief

2024-07-18T16:39:00+01:00By

Entertainment company Falcon’s Beyond Global announced the promotion of Bruce Brown to chief legal officer and corporate secretary.

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Asbury Automotive Group appoints general counsel

2024-07-18T16:37:00+01:00By

Asbury Automotive Group announced the appointment of Dean Calloway as SVP, general counsel, and secretary.

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HF Sinclair Corporation appoints general counsel

2024-07-18T16:34:00+01:00By

Energy company HF Sinclair Corporation announced that Eric Nitcher has been appointed as executive vice president and general counsel of the company.

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Mahindra Group announces sustainability chief

2024-07-17T18:06:00+01:00By

Mahindra Group announced the appointment of Ankit Todi as the new group chief sustainability officer.

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Avalo Therapeutics announces legal chief

2024-07-16T19:12:00+01:00By

Avalo Therapeutics announced that Paul Varki has joined the company as its chief legal officer.

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Ascot Group announces group GC

2024-07-16T19:10:00+01:00By

Global specialty insurance company Ascot Group Limited announced that Michael Sevi has joined the firm as group general counsel.

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Comstock appoints general counsel

2024-07-16T19:09:00+01:00By

Comstock Holding Companies announced the appointment of Robert Demchak to the executive leadership team as general counsel and corporate secretary.

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Direct Line Group announces group risk chief

2024-07-16T19:08:00+01:00By

Insurance company Direct Line Group announced that Maz Bown is to be appointed as group chief risk officer.

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ExpertConnect Litigation Support appoints GC

2024-07-15T19:32:00+01:00

ExpertConnect Litigation Support announced that Jay Prabhu has been named managing director and general counsel.

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Seismic Therapeutic names general counsel

2024-07-15T19:29:00+01:00By

Seismic Therapeutic announced the appointment of Brendan St. Amant as general counsel.

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AST SpaceMobile announces legal chief as CFO

2024-07-15T19:26:00+01:00By

AST SpaceMobile announced the appointment of Andrew Johnson, who currently serves as chief legal officer, to the additional role of chief financial officer.

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Frontier Group Holdings names Newmont legal chief to board

2024-07-15T19:25:00+01:00By

Frontier Group Holdings announced the appointment of Nancy Lipson, former executive vice president and chief legal officer of Newmont Corporation, to its board of directors.

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Amherst appoints Santander risk chief as deputy investment chief

2024-07-15T19:24:00+01:00By

The Amherst Group, a real estate investment, development and operating platform specializing in residential assets, announced that Santander US Capital Markets’ chief risk officer Paul Nicholson has joined the firm as the deputy chief investment officer.

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ETS names chief legal officer

2024-07-15T19:19:00+01:00By

ETS, a global education and talent solutions organization, announced that Rick Sinkfield will join the company as chief legal officer.

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CenterCal Properties adds general counsel

2024-07-15T19:13:00+01:00By

CenterCal Properties announced the addition of John Kim as its general counsel.

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Coinme appoints legal, compliance chief

2024-07-15T19:12:00+01:00By

Coinme, a cryptocurrency cash exchange, announced the appointment of Robert Villaseñor as the company’s chief legal and compliance officer.

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C1 names chief risk officer

2024-07-15T19:11:00+01:00By

C1, a global technology solution provider, announced that Rui Goncalves has been promoted to chief legal officer.

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First Federal Bank of Kansas City announces risk chief

2024-07-15T19:10:00+01:00By

First Federal Bank of Kansas City announced that it has hired Jenny Michaels as its chief risk officer.

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Clear Street adds chief risk officer

2024-07-15T19:09:00+01:00By

Financial services firm Clear Street appointed Atul Pawar as chief risk officer.

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FirstBank announces chief risk officer

2024-07-15T19:04:00+01:00By

FirstBank announced the appointment of Jennifer Payne as chief risk officer.

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​Deutsche Bank names compliance chief and anti-financial crime officer

2024-07-10T17:12:00+01:00By

Deutsche Bank’s supervisory board appointed Laura Padovani as chief compliance and anti-financial crime officer.

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AVITA Medical appoints legal, compliance chief

2024-07-10T17:09:00+01:00By

AVITA Medical announced the appointment of Nicole Linda Kelsey as chief legal and compliance officer and corporate secretary.

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Duke University appoints general counsel

2024-07-10T17:07:00+01:00By

Duke University announced the appointment of Kim Taylor as vice president and general counsel, effective Sep. 1.

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Allegion announces general counsel

2024-07-10T17:06:00+01:00By

Global security products and solutions provider Allegion appointed Stacy Cozad as senior vice president, general counsel, and corporate secretary, effective Aug. 5.

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Eastern Bank names Intercontinental Real Estate risk chief to board

2024-07-10T17:03:00+01:00By

Eastern Bankshares announced the appointment of Cambridge Bancorp’s Board of Director and Intercontinental Real Estate Corporation’s Chief Risk Officer Leon Palandjian to the Eastern and Eastern Bank boards of directors.

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Merlin adds general counsel

2024-07-10T16:59:00+01:00By

Digital music licensing partner Merlin welcomed Neil Miller as its new general counsel.

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PCRIC appoints chief risk officer

2024-07-10T16:56:00+01:00By

PCRIC appointed Richard Poulter as the company’s new chief risk officer.

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Avanos Medical names Alnylam legal chief to board

2024-07-10T16:55:00+01:00By

Avanos Medical announced that Indrani Franchini, who most recently served as executive vice president and chief legal officer at Alnylam Pharmaceuticals, has been appointed as a new independent member of the Avanos board of directors.

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Agilent announces chief legal officer

2024-07-10T16:53:00+01:00By

Agilent Technologies announced that Bret DiMarco has been named to lead the company’s global legal organization as senior vice president, chief legal officer, and secretary.

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Standard Chartered Bank (Hong Kong) appoints risk chief

2024-07-10T16:51:00+01:00By

Standard Chartered Bank (Hong Kong) Limited announced the appointment of Norbert Wong as chief risk officer.