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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2014-12-17T12:00:00
A coalition of senators, among them Elizabeth Warren (D-Mass.) and Robert Menendez (D-N.J.), penned a letter to Securities and Exchange Commission Chair Mary Jo White demanding that the SEC finalize its long-lingering pay-ratio rule. The rule, requiring public companies to disclose a ratio of CEO pay to that of their ...
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News and analysis for the well-informed compliance or audit exec.
Annual Membership best value
Subscribe now for $365
Our lowest price ($1 per day) for one year.
2024-07-16T16:48:00Z By Aaron Nicodemus
Anonymous employees of OpenAI accused the company of requiring employees to sign nondisclosure agreements (NDAs) that “prohibited and discouraged” them from reporting securities law violations to federal regulators.
2024-05-16T20:03:00Z By Aaron Nicodemus
The Supreme Court rejected a claim that the Consumer Financial Protection Bureau’s funding mechanism is unconstitutional, removing a legal challenge that had the potential to overturn all the agency’s regulations and enforcement actions.
2024-05-07T19:47:00Z By Aaron Nicodemus
Federal regulators adopted a notice of proposed rulemaking on incentive-based compensation requiring large banks to make their executive compensation arrangements “more sensitive to risk.”
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