- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
TMG Insurance Services announced that Shannon Woods has joined as general counsel and chief compliance officer.
Woods joins The Mutual Group from Mindr Co., where she led as chief legal and strategy officer. Previously, she was an associate vice president, assistant general counsel and compliance officer at Hy-Vee.
Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.
A bank examiner and senior manager at the Federal Reserve Bank of Richmond pled guilty to insider trading after allegedly misappropriating confidential information on seven banks to make profitable trades.
President-elect Donald Trump announced he plans to appoint Cantor Fitzgerald President and CEO Howard Lutnick to lead the U.S. Commerce Department, as the incoming administration is expected to charge import tariffs against friends and foes.
New York-based investment firm Drexel Hamilton will pay more than $1.1 million in penalties, with four current and former employees paying fines as well over committing hundreds of violations of rules regarding the sale of municipal bonds.
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