All Chief Compliance Officer articles
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Blog
Cetera Investment Services gets compliance chief
Cetera Financial Group announced that Gwen Weithaus has been named chief compliance officer for Cetera Investment Services.
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Blog
HGGC adds GC, CCO
Middle-market private equity firm HGGC announced it has named Rachel Stock as general counsel and chief compliance officer.
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Blog
Commonwealth Asset Management GC, CCO joins Crowell & Moring
Crowell & Moring announced that Christopher Mendez, former general counsel and chief compliance officer at Commonwealth Asset Management, has joined its financial services group as senior counsel.
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Blog
GT Independence announces compliance chief
Financial management services company GT Independence announced Megan Owen has stepped into the role of chief compliance officer.
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Blog
Black & Veatch appoints general counsel, compliance chief
Global sustainability and critical infrastructure provider Black & Veatch has appointed Steve Meck as general counsel and chief compliance officer.
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Blog
Azira names general counsel, chief compliance officer
Consumer behavior insights firm Azira announced the appointment of James Kuan as general counsel and chief compliance officer.
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Blog
DOCOMO PACIFIC promotes compliance chief to CEO
Telecommunications and entertainment services provider DOCOMO PACIFIC announced the promotion of Christine Baleto, its chief financial officer and chief security and compliance officer, to president and chief executive officer.
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Podcast
Podcast: SEC Commissioner Hester Peirce on regulatory demands, CCO input
Compliance Week’s Aaron Nicodemus sat down for an exclusive chat with SEC Commissioner Hester Peirce covering the flood of new regulation emanating from the agency, stresses on compliance at smaller firms, CCO liability, and more.
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Blog
Cetera names chief compliance officer
Cetera Financial Group named Daniel Burkott as chief compliance officer of its tax channel, which includes Cetera Financial Specialists and Avantax.
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Blog
Ardent Health appoints chief compliance officer
Ardent Health announced the appointment of Jason Ehrlinspiel as chief compliance officer.
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Blog
Alliance Entertainment announces chief compliance officer
Alliance Entertainment Holding Corp. announced the appointment of Robert Black as chief compliance officer.
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Blog
Xcel Energy names legal, compliance chief
Utilities company Xcel Energy named Rob Berntsen as executive vice president and chief legal and compliance officer.
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Blog
Empower adds chief compliance officer
Retirement services provider Empower announced KC Waldron will join the company as chief compliance officer.
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Event
Gina Nese stays ahead of the curve as CCO of the Year
Gina Nese, head of compliance and privacy at Align Technology, jumps at the chance to share new ideas and ways to innovate, including regarding emerging technologies like AI. Her work earned her recognition as CCO of the Year at the 2024 Excellence in Compliance Awards.
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News Brief
FCC fines Lingo Telecom $2M after CCO warned about fake Biden robocalls
The Federal Communications Commission proposed a $2 million fine against Lingo Telecom for facilitating robocalls that used artificial intelligence to fake President Joe Biden’s voice after the company’s chief compliance officer was warned in February.
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Opinion
FDIC culture scandal begs question: Why don’t regs have CCOs?
Regulators and government agencies often speak to the value of empowered corporate compliance programs to advancing their mission. Why not practice what they preach by empowering compliance among their own ranks?
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Blog
MetroHealth appoints chief ethics, risk, and compliance officer
Healthcare system MetroHealth named Christopher Briddell as senior vice president and chief ethics, risk, and compliance officer.
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News Brief
Lawsuit: Ex-Panoramic Health assistant GC alleges retaliation linked to CCO supervisor
The former assistant general counsel at Panoramic Health is suing her former employer alleging wrongful termination after flagging safe harbor violations of the Anti-Kickback Statue.
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Blog
Sculptor Capital names chief compliance officer
The board of directors of Sculptor Capital Management appointed Colleen Kilfoyle to serve as chief compliance officer.
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Blog
Rithm Capital recruits ex-Sculptor Capital CCO as legal chief
Investment management company Rithm Capital announced David Zeiden was appointed chief legal officer.