FINRA names XML Securities’ CCO to board of governors

By CW Staff2024-09-20T17:44:00+01:00

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FINRA announced the election of Jennifer Szaro, chief compliance officer and a managing equity owner at XML Securities and its affiliated registered investment adviser, XML Financial Group, to its board of governors.

Szaro will be the small firm governor.

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FINRA names XML Securities’ CCO to board of governors

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Interested in writing for CW?

Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.

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FINRA names XML Securities’ CCO to board of governors

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No comments yet

Only registered users can comment on this article.

More from GRC Appointments

St. Louis Fed names general counsel

Tokinvest appoints chief compliance officer

HCA Healthcare names ethics, compliance chief

“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”

Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.