- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Wealth management firm Cresset announced that it has hired Amy Hong as chief compliance officer and executive managing director.
Most recently, Hong served as managing director, Asset & Wealth Management Operations, with JPMorgan Chase & Co., and before that First Republic Bank.
She has also served as chief compliance officer with Personal Capital Advisors Corporation, and as vice president, compliance, with Voya Investment Management.
Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.
A bank examiner and senior manager at the Federal Reserve Bank of Richmond pled guilty to insider trading after allegedly misappropriating confidential information on seven banks to make profitable trades.
President-elect Donald Trump announced he plans to appoint Cantor Fitzgerald President and CEO Howard Lutnick to lead the U.S. Commerce Department, as the incoming administration is expected to charge import tariffs against friends and foes.
New York-based investment firm Drexel Hamilton will pay more than $1.1 million in penalties, with four current and former employees paying fines as well over committing hundreds of violations of rules regarding the sale of municipal bonds.
No comments yet