- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Cetera Financial Group named Daniel Burkott as chief compliance officer of its tax channel, which includes Cetera Financial Specialists (CFS) and Avantax.
Burkott reports to Cetera Chief Risk Officer Joseph Neary and is CCO for both CFS and Avantax.
During his 20-plus-year career, he has held compliance roles at Voya, Advisor Group, and Mass Mutual. Most recently, he was CCO at Cadaret Grant and led compliance shared services functions for Atria Wealth Solutions.
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DaVita, a multi-state dialysis provider, agreed to pay more than $34 million to resolve allegations it engaged in numerous kickback schemes to doctors who referred Medicare patients to its dialysis centers, the Department of Justice announced.
A whistleblower will be paid $37 million by the Securities and Exchange Commission for providing original, credible information that led to a successful enforcement action.
The U.K.’s Financial Conduct Authority asked banks and financial institutions “to do more” to ensure that U.K lawmakers and their families are not treated unfairly.
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