- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Cetera Financial Group named Daniel Burkott as chief compliance officer of its tax channel, which includes Cetera Financial Specialists (CFS) and Avantax.
Burkott reports to Cetera Chief Risk Officer Joseph Neary and is CCO for both CFS and Avantax.
During his 20-plus-year career, he has held compliance roles at Voya, Advisor Group, and Mass Mutual. Most recently, he was CCO at Cadaret Grant and led compliance shared services functions for Atria Wealth Solutions.
Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.
USAA Federal Savings Bank has been hit with its third cease and desist order from the Treasury Department’s Office of the Comptroller of the Currency in the past five years for failing to correct unsafe and unsound banking practices.
National Philanthropic Trust announced the appointment of Tamara Watts, vice president, legal and general counsel for The Susan Thompson Buffett Foundation, to its board of trustees.
Succession Resource Group, a consulting firm specializing in wealth management business valuations, employment solutions, succession planning, and M&A transactions, announced the appointment of Todd Fulks as general counsel.
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