- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Consumer behavior insights firm Azira announced the appointment of James Kuan as general counsel and chief compliance officer.
Prior to joining Azira, Kuan was general counsel, chief compliance officer and corporate secretary of Linus Health.
His background also includes similar senior leadership roles in various high-growth technology startups, including at Technologent, Greenwave, Altisource (formerly Equator), and Johnson Controls (formerly TRIATEK).
Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.
A bank examiner and senior manager at the Federal Reserve Bank of Richmond pled guilty to insider trading after allegedly misappropriating confidential information on seven banks to make profitable trades.
President-elect Donald Trump announced he plans to appoint Cantor Fitzgerald President and CEO Howard Lutnick to lead the U.S. Commerce Department, as the incoming administration is expected to charge import tariffs against friends and foes.
New York-based investment firm Drexel Hamilton will pay more than $1.1 million in penalties, with four current and former employees paying fines as well over committing hundreds of violations of rules regarding the sale of municipal bonds.
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