Case Serves As Reminder On Attorney-Client Privilege

By Martinek Paul J.2005-09-13T00:00:00

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FCA fines Macquarie Bank $16M for control failures that allowed fake trades

2024-11-26T19:59:00Z By Jeff Dale

The U.K. Financial Conduct Authority fined the London branch of Australian-based Macquarie Bank Limited more than 13 million pounds (U.S. $16.3 million) for “serious control failures” that allowed a trader to conceal hundreds of fictitious trades over a 20-month period.