- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Chances are your annual and quarterly financial reports are too long, and it’s not just that regulators and rulemakers require too much information. Lots of words in your filings are neither useful nor required. Since they aren’t important or necessary, take them out. Inside, columnist Scott Taub makes some suggestions ...
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A cannabis company agreed to pay $225,000 to settle allegations that funds were temporarily deposited into its year-end accounts for the sole purpose of inflating year-end cash, the Securities and Exchange Commission said.
Vince McMahon, the founder and former CEO of WWE, was fined $400,000 and ordered to reimburse the wrestling giant more than $1.3 million to settle charges brought by the Securities and Exchange Commission that he failed to disclose hush money payments he made on behalf of himself and the company.
Becton Dickinson medical device company will pay $175 million for “repeatedly” misleading investors about its Alaris infusion pump, a product the company knew was flawed and was sold without the required patient-safety approvals, the Securities and Exchange Commission said.
