- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Title: Year-End Preparation; SEC EnfoComing in the Oct. 28 edition of Compliance Week: Hear from audit experts on what steps to take in planning for year-end close; also next week, a look back at the record number of enforcement actions brought by the SEC in 2014.
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Three former executives of Chicago-based Outcome Health, a healthcare technology company, were sentenced for misleading an auditor, clients, lenders, and investors about a scheme to sell $45 million in overbilled advertisements.
Crypto-friendly Silvergate Bank will pay a total of $63 million penalties to California and the Federal Reserve Board to settle charges that its anti-money laundering program failed to properly monitor more than $1 trillion worth of customer transactions.
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