- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Image: Good news for companies weary of the unfulfilled promises around publishing financial data using XBRL: Events are looming that promise either to halt the march toward XBRL compliance or finally shove its usage forward. “XBRL is not working,” says Hudson Hollister of the Data Transparency Coalition. “Instead of getting ...
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Invesco Advisors agreed to pay $17.5 million to the Securities and Exchange Commission to settle allegations that the company misled investors about the extent of its assets that included environmental, social, and governance factors.
Two affiliates of JPMorgan Chase have agreed to pay $151 million to settle five separate enforcement actions for making misleading disclosures, breaching fiduciary duties, and other failures related to investors.
Artificial intelligence is an exciting, new technology and it is well-regulated by old laws and rules already on the books, financial regulators said at Compliance Week’s AI & Compliance Summit at Boston University.
