Wisdom of Corporate Compliance, Even in Government

By Moschella, Compliance Week Guest Columnist Emil and Moschella, Compliance Week Guest Columnist Emil2009-12-01T00:00:00

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Even though the U.S. federal government is currently shut down, the U.S. Securities and Exchange Commission appears to still be at work. The financial regulator is reportedly investigating a major insurance and asset management company over its accounting practices.
Webcast
Oct 14 | CPE Webcast: Navigating Evolving Banking Regulations in the U.S. and Canada

Provided by AuditBoard

U.S. Banking regulators have moved to loosen traditional regulation and supervision in areas like capital requirements, stress testing and liquidity, while also being more receptive to innovation in areas including Artificial Intelligence and digital assets.