- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Each year, anyone who is anyone at the SEC, reflects upon the year that was—and the year ahead—at the Practising Law Institute’s SEC Speaks conference. At the event, held over the weekend in Washington D.C., SEC Chair Mary Jo White placed addressing the “increasingly complex portfolios and operations” of mutual ...
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The SEC appointed Erica Williams to serve as chairperson of the newly overhauled PCAOB. Kara Stein, Christina Ho, and Anthony Thompson will join as new additions, while Acting Chair Duane DesParte will remain on as a board member.
Former SEC Commissioner Kara Stein has joined the board of directors of the Investors Exchange.
The Trump administration is trying a new strategy to seize control over independent agencies’ rulemaking processes and the guidance they issue.
