By Joe Mont2015-04-20T14:45:00
Image: The SEC has long opposed efforts to modernize the Electronic Communications Privacy Act of 1986, fearing it could lose the ability to subpoena internet service providers for e-mails. Although ISP subpoenas are currently on hold, privacy concerns could harm investigations, Chairman Mary Jo White told a Congressional sub-committee.
2025-10-17T21:09:00Z By Oscar Gonzalez
Even though the U.S. federal government is currently shut down, the U.S. Securities and Exchange Commission appears to still be at work. The financial regulator is reportedly investigating a major insurance and asset management company over its accounting practices.
Provided by AuditBoard
U.S. Banking regulators have moved to loosen traditional regulation and supervision in areas like capital requirements, stress testing and liquidity, while also being more receptive to innovation in areas including Artificial Intelligence and digital assets.
2025-10-08T18:28:00Z By Adrianne Appel
Charlie Javice, a former CEO who duped JPMorgan Chase into purchasing her start up company for $175 million, has been ordered to forfeit more than $22 million by the Department of Justice (DOJ) and to spend 7 years in jail.
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