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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Lori TripoliTue, Nov 19, 2019 6:30 PM
The Securities and Exchange Commission, in its annual report to Congress, indicated it fielded 5,212 whistleblower tips in fiscal year 2019, down 1 percent from the record of 5,282 in FY2018.
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
Mar 30, 2020 6:52 PM By Kyle Brasseur
The Securities and Exchange Commission announced it would award $450,000 to a whistleblower with compliance-related responsibilities—a rarity in the program’s history.
Feb 18, 2020 8:30 PM By Aaron Nicodemus
Are whistleblowers getting the short end of the stick? A recent case highlights one way in which the process for government rewards might be perceived as unfair.
Jan 23, 2020 8:04 PM By Kyle Brasseur
The Securities and Exchange Commission announced its first whistleblower awards of the new year in connection with two separate enforcement actions.
Aug 27, 2024 2:09 PM By Adrianne Appel
Two pairs of claimants will receive whistleblower awards totaling more than $98 million and $24 million, respectively, for information they provided to the Securities and Exchange Commission that led to an enforcement action.
Aug 23, 2024 3:47 PM By Neil Hodge
Discrimination against whistleblowers in the U.K. has risen to such a level that the government may need to actively pursue plans to afford greater legal protection, as well as introduce financial awards to compensate for their “career suicide.”
Aug 2, 2024 2:12 PM By Aaron Nicodemus
The Department of Justice released the details of its long-awaited corporate whistleblower awards pilot program that will prioritize reporting in areas of corporate crime not currently covered by existing whistleblower programs.
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