News and analysis for the well-informed compliance or audit exec.
Annual Membership best value
Subscribe now for $365
Our lowest price ($1 per day) for one year.
- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2016-07-12T21:15:00
The role of the chief compliance officer has grown in both complexity and importance over the years. A lot of trust and accountability can be invested in whoever holds that post. So, what happens when they leave? Joe Mont looks at how to survive the departure of a compliance program’s ...
THIS IS MEMBERS-ONLY CONTENT. To continue reading, choose one of the options below.
News and analysis for the well-informed compliance or audit exec.
Annual Membership best value
Subscribe now for $365
Our lowest price ($1 per day) for one year.
2024-06-27T18:12:00Z By CW Staff
Cetera Financial Group announced that Gwen Weithaus has been named chief compliance officer for Cetera Investment Services.
2024-06-20T14:52:00Z By CW Staff
Middle-market private equity firm HGGC announced it has named Rachel Stock as general counsel and chief compliance officer.
2024-06-18T17:26:00Z By CW Staff
Crowell & Moring announced that Christopher Mendez, former general counsel and chief compliance officer at Commonwealth Asset Management, has joined its financial services group as senior counsel.
Site powered by Webvision Cloud