All Compliance Week articles in Web Issue – Page 752
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Blog
Podcast: Getting a Grip on Legal Entity Compliance
Not only is identifying every party to a financial transaction complex, regulators are paying closer attention to the topic, known as legal entity management. In this week’s podcast, we talk to Ron Jordan, chief data officer for the Depository Trust and Clearing Corp., a post-trade financial services company, about improving ...
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Podcast
Podcast: Getting a Grip on Legal Entity Compliance
Legal entity management, identifying every party to a financial transaction, is far easier said than done for financial institutions. Complex or not, regulators are paying attention and will continue to increase their scrutiny. In this week’s podcast, we talk to Ron Jordan, chief data officer for the Depository Trust and ...
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Blog
'FIN4' Hackers Target Over 100 Companies Seeking Market-Moving Information
Cyber-security firm FireEye released a report this week on a group of hackers that has targeted e-mail accounts of individuals with access to confidential information at more than 100 companies. The hackers are looking for non-public information about merger and acquisition deals and other major market-moving revelations, particularly in the ...
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Blog
U.K. Enacts Disclosure Demands on Oil, Gas Companies
The United Kingdom has agreed to new disclosure requirements for companies that pay governments for extraction rights and access to natural resources. It is the first country to pass legislation enacting European Union directives that require member states to impose new requirements on oil, gas, mining, and lumber companies. A ...