All Compliance Week articles in Web Issue – Page 74
-
VideoInternational standardization of regulatory measures
This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Neil Stewart, director of corporate outreach at the International Financial Reporting Standards Foundation, and Reem Tanta, lead advisor, ESG strategy and reporting at WSP. The event was held Sept. 19-20, 2023.
-
VideoNavigating the regulatory landscape on U.S. ESG reporting
This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between William Nelson, associate general counsel at the Investment Adviser Association, and Steven Rothstein, managing director at Ceres. The event was held Sept. 19-20, 2023.
-
VideoNavigating the dynamics of ESG compliance
This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Douglas Hileman, independent consultant at Douglas Hileman Consulting, and Chris Fox, chief sustainability officer at Hanesbrands. The event was held Sept. 19-20, 2023.
-
VideoEmerging trends of ESG compliance and disclosure
This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Aaron Rudd, vice president at Broadridge; Becky Haney, program manager for ESG data and reporting at Steelcase; and Nakis Urfi, former compliance officer and ESG leader at Babylon. The event was held Sept. 19-20, 2023.
-
VideoESG reporting for multinational companies
This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Geert Vermeulen, CEO of Ethics and Compliance Management and Consulting, and Lindsey Rogerson, senior editor at Thomson Reuters. The event was held Sept. 19-20, 2023.
-
VideoGreenwashing and greenbleaching challenges in ESG
This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Christen Graham, president at Giving Strong; Amanda Pinyan, director, ESG communications and reporting at Anthesis Group; and Kate Campbell, communications, community, and ESG reporting at Bravus. The event was held Sept. 19-20, 2023.
-
VideoBalancing compliance, audit, and cost-effective ESG management
This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Kari Loeser, vice president, chief compliance officer at Cytokinetics, and Roderick Cruz, managing director, chief compliance officer at Rockcreek. The event was held Sept. 19-20, 2023.
-
VideoEnhancing ESG reporting through effective assurance
This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Charles Waring, partner, audit and assurance at EisnerAmper, and Melanie Sponholz, chief compliance officer at WCP Healthcare. The event was held Sept. 19-20, 2023.
-
VideoThe ABCs of materiality assessments in ESG
This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Hilary Wandall, chief ethics and compliance officer at Dun & Bradstreet, and Gwen Miller-Dannelongue, ESG and impact reporting manager at Planet Labs. The event was held Sept. 19-20, 2023.
-
VideoBest practices for Scope 3 emissions and compliance
This session from Compliance Week’s 2023 virtual ESG Summit features a presentation by Susan McNichols, project consultant at WSP. The event was held Sept. 19-20, 2023.
-
News Brief
SEC adopts revised fund name requirements
The Securities and Exchange Commission adopted amendments to its rule covering fund names to ensure the regulation is appropriate to address new investment drivers, namely environmental, social, and governance matters.
-
News BriefCFPB warns lenders on use of AI in credit denial process
The Consumer Financial Protection Bureau warned lenders using artificial intelligence in credit denials that consumers must receive accurate and specific reasoning—and not checklists—for why a credit request was denied.
-
Blog
OceanFirst Financial names chief risk officer
OceanFirst Financial Corp. announced the appointment of David Berninger as executive vice president and chief risk officer.
-
PremiumSurvey: Tech gaps, third parties pose biggest ABAC threats
A recent survey conducted by Compliance Week and Morgan Lewis determined areas of insufficient resource support to combat bribery and corruption, along with trends in third-party due diligence.
-
Blog
Balfour Beatty unit appoints chief compliance officer
Real estate investment and management company Balfour Beatty Communities, a subsidiary of British multinational infrastructure group Balfour Beatty, announced the appointment of David Berman as chief compliance officer.
-
ResourceSurvey Report: Tech gaps, third parties pose biggest ABAC threats
Compliance professionals asked to assess their anti-bribery and corruption efforts indicated resource support deficiencies in areas including staffing and technology, according to a survey conducted by Compliance Week and Morgan Lewis.
-
News BriefSEC: Investment adviser to sanctioned Russian oligarch failed to register
The Securities and Exchange Commission announced charges against New York-based Concord Management and its owner for operating as an unregistered investment adviser to a lone client: a sanctioned Russian oligarch.
-
PremiumExperts: SEC or not, Scope 3 GHG disclosure requirements coming
The actions of companies like Amazon and new legislation passed in California prove it’s no longer a question of if companies will be required to disclose their greenhouse gas emissions—it’s a question of when, experts told attendees at CW’s virtual ESG Summit.
-
News BriefPCAOB proposal increases stakes on auditor negligence
Rule amendments proposed by the Public Company Accounting Oversight Board would enable the agency to penalize individual auditors more easily when their conduct is deemed to have contributed to violations by their firms.
-
News BriefCBRE unit fined $375K over violating whistleblower protections
Commercial real estate services and investment firm CBRE agreed to pay $375,000 to settle allegations by the Securities and Exchange Commission that its separation agreements violated whistleblower protections.