All Compliance Week articles in Web Issue – Page 676
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Resource
Engaging the Evolving Workforce in Compliance
The workforce is becoming more diverse by generations, geographies, and cultures. People are working from scattered locations. The options for how we consume information are more varied than ever and a preference for short, easy-to-research, and personally relevant content is on the rise. Compliance must evolve to keep up with ...
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Blog
Brace Yourselves, Politics Is Coming
The political season is ramping up in both the United Kingdom and the United States, which means one thing: lots of talk about the shortcomings of corporate governance, and how to fix it. This week, columnists Stephen Davis and Jon Lukomnik look at what governance reform might transpire after British ...
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Blog
Mattel Appoints Corporate Controller
Mattel has appointed Joseph Johnson as corporate controller, effective immediately. He succeeds Scott Topham, who has elected to retire from the toy and family products company. Details inside.
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Blog
SEC Revisits Cross-Border Swap Rules
The Securities and Exchange Commission is seeking to better define the requirements for security-based swap transactions that involve a foreign entity’s activity in the United States. A new proposed rule addresses what to do when only certain activities involving a security-based swap transaction occur within the United States. More inside.
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Blog
The Consequences of Baltimore and Body Cameras
Image: The protests and riots in Baltimore last week over police brutality make the question of body cameras for law enforcement ever more pressing. Are they effective controls against misconduct? Yes, Compliance Week editor Matt Kelly says. But when you consider what they say about the state of our ethical ...
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Blog
Ukraine Anti-Corruption Law Requires Compliance Officers
The Ukraine has enacted a new law that applies to almost all companies participating in public tenders and state-owned enterprises over a certain size, requiring them to have in place a compliance program. The law further requires companies to appoint a compliance officer with responsibility for implementing the compliance program. ...
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Blog
China Targets Medical Device Companies in Bribery Probe
Chinese regulators are investigating several foreign medical device companies over suspicions that they may have bribed hospitals in exchange for sales. Regulators launched a preliminary investigation last year into the Chinese healthcare units of U.S.-based General Electric, Amsterdam-based Royal Philips, and Germany-based Siemens AG. Details inside.
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Blog
Mittleman Investment Management Names New Compliance Chief
Mittleman Investment Management, an SEC-registered investment advisor wholly-owned by Mittleman Brothers, has hired Laura Kate Garner as chief compliance officer. She replaces Shannon Brown, who resigned from the company earlier this year to devote herself full-time to her family. Details inside.
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Blog
Accenture Names Chief Compliance Officer
Accenture has appointed Chad Jerdee as general counsel and chief compliance officer, and Joel Unruch as corporate secretary. These changes are effective June 1. Details inside.
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Blog
LSG Launches Global Enterprise Risk Management Suite
LSG, a software application and business process outsourcing provider, recently announced the launch of GERMS (Global Enterprise Risk Management Suite). LSG GERMS is a business model for global companies to achieve greater transparency and stability by mitigating and offsetting risk. Details inside.
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Blog
Russian Artist's 'Bribe Envelopes' Quickly Sell Out
A Siberian artist has taken a humorous poke at Russia's growing reputation for corruption in business and government through the creation of specialized "bribe envelopes."
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Blog
Owens Corning Names General Counsel
Owens Corning, a developer and maker of insulation, roofing, and fiberglass composites, has appointed Ava Harter as general counsel and secretary, effective May 18. Harter will succeed John Christy and serve as the company’s chief legal advisor, overseeing all aspects of law, compliance, and securities compliance for Owens Corning. Details ...
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Blog
Tech Data Corporation Names New Corporate Controller
Tech Data Corporation, a wholesale distributor of technology products, services and solutions, has promoted Jeffrey Taylor to corporate controller. In this role, Taylor will serve as the company's chief accounting officer, responsible for all global accounting policy, controls and financial reporting. Details inside.
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Blog
FASB Plans Next Phase of Big Accounting Changes
Image: As FASB wraps up some major projects in coming months, it is starting to wonder: what’s next? The board plans to publish a discussion paper seeking input on what revisions should be added to the agenda, but it will likely focus on clarifications to revenue recognition, income taxes, business ...
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Blog
UK Insider Trader Returned to Prison For Failure to Repay Illegal Profits
In the UK, insider trading prosecutions are pretty rare. Indeed, there had never even been a criminal insider trading case in the UK until 2009, and to date there have only been a total of about two dozen criminal convictions for insider trading in the UK. Pardip Saini is one ...
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Resource
e-Book: Cyber-Security: Rising to the Challenge
The risk of critical information falling into the hands of hackers is now higher than ever, and governing information remains a struggle. Worse, the technical nuance associated with cyber-security can be somewhat intimidating for internal auditors and compliance officers. While many organizations are trying to avoid falling victim to a ...
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Blog
TCN Launches Business Intelligence Analytics Solution for Cloud-Based Call Center Platform
TCN, a provider of cloud-based call center technology, today announced the launch of Competitive Analytics, a fully integrated business intelligence analytics solution for its cloud-based call center suite, TCN Platform 3.0. The new solution provides real-time business intelligence (BI), analytics, and reporting through intuitive and customizable dashboards. Details inside.
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Blog
Novaworks Issues New Solution for SEC Regulation SDR
New SEC rules scheduled to take effect May 18 and designed to increase transparency within the derivatives markets have left firms engaged in securities swaps searching for solutions. Novaworks, a provider of SEC filing software, announced this week the latest version of its GoFiler family of products contains an easy-to-use ...