All Compliance Week articles in Web Issue – Page 672

  • Blog

    ICon Professional Services and Synergy Services Join Forces

    2015-10-19T14:00:00Z

    In the face of rapid and tremendous change on the horizon for the independent workforce landscape, ICon Professional Services, a provider of contingent workforce management solutions, and Synergy Services, a provider of technology-enabled services for today’s global workforce, today announced that they have combined forces. Details inside.

  • Blog

    Former Boeing CFO Joins Apple Board

    2015-10-19T14:00:00Z

    Apple this month announced that James Bell, former chief financial officer and corporate president of The Boeing Company, has been elected to Apple’s board of directors. More inside.

  • Blog

    SEC's Investor Advocate Slams NYSE Rule Change

    2015-10-19T13:45:00Z

    For the first time, the Securities and Exchange Commission’s Office of the Investor Advocate is urging the rejection of a rule proposal. The New York Stock Exchange wants to exempt early stage companies from obtaining shareholder approval before selling additional shares to insiders and other related parties. Rick Fleming, the ...

  • Blog

    Sticky Situation: Ill-Gotten Gains From FCPA Violations

    2015-10-19T13:00:00Z

    Image: One of the continuing myths around FCPA enforcement is so-called “springing liability,” where a company that acquires a business also acquires a FCPA violation along with the purchase. That is not an accurate understanding of the issue, our anti-corruption blogger Tom Fox writes. But it does touch on issues ...

  • Blog

    COSO Expects First-Quarter Release of ERM Update Draft

    2015-10-19T12:30:00Z

    Image: COSO expects to publish a draft of its Enterprise Risk Management Integrated Framework in the first quarter of 2016. First released more than a decade ago, COSO opted to make updates in light of modern business conventions and practices. COSO Chairman Bob Hirth says, “It will be ...

  • Blog

    Police Raid VW’s French HQ in Search of Critical Data

    2015-10-19T10:30:00Z

    According to the Telegraph, as part of an ongoing probe into a pollution-cheating scheme, police swept through Volkswagen’s main office in Villers-Cotterets in northern France and another office near Paris on Friday, seizing data devices, documents, and computer hardware. The automatker, which is facing large fines, legal costs,and class-action ...

  • Blog

    Recall Simplifies Information Governance With CommandIG

    2015-10-19T10:15:00Z

    Recall Holdings Limited, an information management solutions provider, recently announced the general availability of Recall CommandIG, a secure cloud-based or on-premise information governance solution that enables companies to easily govern paper records and digital information wherever it resides and address the challenges of secure collaboration. More inside.

  • Blog

    Sevan Marine Self-Reports Bribery Probe

    2015-10-19T09:45:00Z

    Sevan Marine, a technology and engineering company, announced last week that it has handed over to Norwegian authorities the results of an internal investigation report regarding potential bribes paid to Petrobras to obtain business. Additionally, it has initiated contact with the relevant prosecutors’ offices in the United States, the ...

  • Blog

    How Audit Committees Really Think About Risk

    2015-10-19T09:30:00Z

    Image: Enterprise risk management is a hot subject in boardrooms across America these days, with big consequence for corporate compliance and audit professionals. Still, do audit committees have a clear sense of how they want to approach risk and risk management? Compliance Week editor Matt Kelly decided to look at ...

  • Event

    2015 All Star Conference

    2015-10-19T00:00:00Z

    Fort LauderdaleFort Lauderdale, FL 11111United States

  • Event

    The 20th Annual Sub-Advised Funds Forum

    2015-10-19T00:00:00Z

    New YorkNew York, NY 111United States

  • Event

    AFP Annual Conference

    2015-10-18T00:00:00Z

    DenverDenver, CO 80123United States

  • Event

    ACC Annual Meeting

    2015-10-18T00:00:00Z

    BostonBoston, MA 02110United States

  • Event

    ABA Graduate School of Compliance Risk Management

    2015-10-18T00:00:00Z

    Atlanta, GAUnited States

  • Event

    70th Annual TEI Conference

    2015-10-18T00:00:00Z

    DallasDallas, TX 11111United States

  • Event

    ABA National Compliance School

    2015-10-17T00:00:00Z

    Atlanta, GAUnited States

  • Blog

    Cost of Corruption: Now the Short-Sellers Are Here

    2015-10-16T16:15:00Z

    The costs of corruption come in many forms, not the least being painfully high penalties from regulators and lawsuits from unhappy shareholders. Now a new front has opened: Muddy Waters, a short-seller firm pressuring Swedish telecom company TeliaSonera, is accusing it of bribery in central Asia—and benefitting as the stock ...

  • Resource

    e-Book: Purging Vendor IT Risk

    2015-10-16T15:00:00Z Provided by

    Third-party risk management continues to confound many companies, with compliance officers feeling frustrated that the strategies and processes necessary to keep pace with these risks are evolving faster than their companies can manage. At the same time, technology is becoming increasingly difficult to navigate and can leave businesses vulnerable to ...

  • Blog

    U.K. Government Curbs Senior Managers Regime

    2015-10-16T12:00:00Z

    The U.K’s Finance Ministry is scrapping a key part of the Senior Managers Regime that demanded senior managers prove that they took the necessary steps to prevent employee misconduct. Instead, a new “duty of responsibility” clause will require senior managers to take only the appropriate steps to prevent a regulatory ...

  • Blog

    Darden Appoints General Counsel and Corporate Secretary

    2015-10-16T11:30:00Z

    Darden Restaurants has named Matt Broad, former chief compliance officer at OfficeMax, as general counsel and corporate secretary, effective as of Oct. 13.  In this role, Broad assumes responsibility for all legal affairs, including corporate governance, labor and employment law, development law, litigation and regulatory compliance. More inside.