All Compliance Week articles in Web Issue – Page 613
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ArticleAccounting leaders need a wake-up call on revenue recognition
New revenue recognition standards will come into force within 18 months, but accounting leaders everywhere don’t seem to be in a hurry to undertake the huge amount of work it will take to get ready. Tammy Whitehouse reports from the Compliance Week 2016 conference.
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Blog
Nobilis Health appoints chief accounting officer
Nobilis Health has appointed Marcos Rodriguez as chief accounting officer. Rodriguez brings over 17 years of diversified accounting experience to the company.
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Blog
Where will Brazil’s new president take Operation Car Wash?
Will Brazil’s interim president do away with the country’s fight against bribery and corruption? Early results are not promising, according to FCPA blogger Tom Fox, who offers a further look at recent troubles in the scandal-plagued country.
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Blog
Podcast: The legal challenges and regulatory risks of 3D printing
In this edition of the Compliance Week podcast, we chat with Maya Eckstein of the law firm Hunton & Williams, head of the firm’s Intellectual Property Practice Group, about the revolutionary implications of 3D printing and the host of new questions it inspires surrounding intellectual property, product liability, regulation, and ...
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Podcast
Podcast: The legal challenges and regulatory risks of 3D printing
In this edition of the Compliance Week podcast, we chat with Maya Eckstein of the law firm Hunton & Williams, head of the firm’s Intellectual Property Practice Group, about the revolutionary implications of 3D printing and the host of new questions it inspires surrounding intellectual property, product liability, regulation, and ...
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Blog
Five-step guide to human rights due diligence
The U.K. Equality and Human Rights Commission has issued a five-step guide aimed at British boards and intended to help businesses “identify, mitigate, and report on the human rights impacts of their activities.” Paul Hodgson reports.
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Blog
GFT launches regulatory change management service
GFT, a provider of advisory, business consulting, IT and software services to the financial services community, has announced the launch of its Regulatory Change Management Service, giving firms the ability to create an end-to-end tracking process to keep on top of their regulatory challenges.
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Blog
Datawatch brings faster trading analytics
Datawatch has announced the general availability of Datawatch Panopticon 13.7, providing faster visual data analysis for trading, risk and compliance markets. The new features enable buy-side and sell-side firms, and exchanges to perform Big Data analysis of e-trading data both in real-time as well as intra-day and historically to gain ...
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Blog
Compliance Week publishing one day late
Due to the Memorial Day holiday, Compliance Week will publish one day late this week on Wednesday, June 1.
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Blog
SEC: Cyber-security now biggest risk facing financial system
In an interview on May 17, SEC Chair Mary Jo White made an eye-opening comment about cyber-security. Cyber-security, she stated, is now the “biggest risk facing the financial system.” What does that mean for the Commission going forward? Bruce Carton reports.
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Blog
Some (minor) movement in SEC nominations of Fairfax and Peirce
It wasn't much, but given the complete lack of movement in the languishing nominations of Hester Peirce and Lisa Fairfax to be SEC commissioners, we'll take it. On Thursday, May 19, the U.S. Senate Banking Committee finally voted to advance the nominations of Peirce and Fairfax to the full Senate ...
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BlogFrench nay on pay-cut
The controversy over Renault CEO Carlos Ghosn’s (pictured above) 2015 €7.2 million remuneration likely sparked revisions to France’s rules on compensation—including making say-on-pay mandatory and strengthening transparency rules. But so far, says Global Glimpses writer Paul Hodgson, Renault has no plans to change Ghosn’s compensation.
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Blog
States propose crowdfunding filings
With an SEC rule enabling equity crowdfunding now in effect, and portals to facilitate that process under review, the North American Securities Administrators Association has announced a proposed model rule and uniform notice filing form for federal crowdfunding offerings. Joe Mont reports.
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Blog
Deloitte names new AML and economic sanctions leaders
Frederick Curry has been named Deloitte Advisory anti-money laundering (AML) and economic sanctions practice leader. Michael Shepard has been named Deloitte Global AML, economic sanctions and financial crimes leader. They succeed Alison Clew who will retire in May.
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Blog
PNMsoft releases HotOperations case management suite
PNMsoft, a global provider of Business Process Management software, has announced the release of HotOperations, a case management and work optimization solution powered by its intelligent BPM suite Sequence.
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Blog
BDO Consulting expands Dispute Advisory Services
BDO Consulting, a division of BDO USA, a professional services organization, has appointed Bob Broxson as managing director in the firm's Dispute Advisory Services practice, and as a member of BDO’s Natural Resources practice.
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Blog
Opus Bank names chief risk officer
Opus Bank has appointed Dwayne Sharpy has joined Opus as chief risk officer and has been appointed to Opus’ executive committee.
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Blog
Neustar appoints chief risk officer and chief information security officer
Neustar, a provider of real-time information services, has appointed Tom Pageler as chief risk officer and chief information security officer. In his role, Pageler will be responsible for security governance and risk management, information security and operations, compliance and physical security.
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Blog
TMG Health appoints chief compliance officer
TMG Health, a provider of business process outsourcing solutions to the Medicare Advantage, Medicare Part D and Managed Medicaid markets, has appointed Keisha Pinnock as chief compliance officer.
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Blog
Largest companies more often miss filing deadlines, new report shows
A recent report from Audit Analytics finds that large accelerated filers, or those with a public float greater than $700 million, are finding it difficult to get their annual reports filed on time. In 2010, says Tammy Whitehouse, only 10 large accelerated filers gave notice to the markets that their ...