All Compliance Week articles in Web Issue – Page 61
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Blog
Performance Trust names general counsel, promotes CCO
Performance Trust Capital Partners announced the addition of Jenn Docherty as general counsel and promotion of Krissy Love to chief compliance officer.
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Blog
Cutera appoints chief legal officer
Aesthetic and dermatology solutions provider Cutera announced the appointment of Stephana Patton as chief legal officer.
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Blog
The Aspen Group announces chief legal and compliance officer
The Aspen Group, a healthcare provider, announced the appointment of Hyung Bak as chief legal and compliance officer.
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Blog
Fox names chief legal and policy officer
Media giant Fox Corp. appointed Adam Ciongoli as chief legal and policy officer.
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Blog
Comerica appoints chief risk officer
Comerica Bank announced Brian Goldman has been named senior executive vice president and chief risk officer.
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Webcast
CPE Webcast: Elevating third-party safety: The art of TPRM and TPDD integration
This webinar will address the unique competencies of third-party risk and due diligence programs and examine when and how to align them to maximize the effectiveness of each.
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News Brief
KPMG Japan fined $500K over journal entry quality controls
The Japanese affiliate of Big Four audit firm KPMG was assessed a $500,000 penalty by the Public Company Accounting Oversight Board for quality control deficiencies regarding journal entry testing.
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News Brief
N.Y. hospitals face stiff cybersecurity requirements under proposed rules
New York hospitals would be required to have a cybersecurity program that includes regular cyber risk assessments under newly proposed regulations.
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Premium
A job never done: Tips for TPRM integration
Taking risk mitigation further and understanding your third parties and their risks can create value for your organization, practitioners discussed as part of a panel at CW’s virtual TPRM and Oversight Summit.
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News Brief
Charter Communications fined $25M over stock buyback violations
The Securities and Exchange Commission fined Charter Communications $25 million for violating internal accounting control requirements related to stock buybacks.
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Premium
Solving the off-channel communications conundrum
Firms monitoring employee use of off-channel communications for business purposes face numerous obstacles. How much is enough, in the opinion of regulators? How much is too much, in the eyes of employees? Determinations must be made as regulators crack down.
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News Brief
SEC lauds cooperators, whistleblowers in FY23 enforcement results
A big year for disgorgement helped the Securities and Exchange Commission to its second highest total of financial remedies ordered in a single year in fiscal year 2023.
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News Brief
PwC Greece fined $3M for due care, skepticism failures
The Greece-based branch of Big Four audit firm PwC agreed to pay $3 million as part of a settlement with the Public Company Accounting Oversight Board addressing alleged failures in due professional care and appropriate skepticism regarding an audit of a marine fuel logistics company.
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News Brief
SFO investigating $83M of missing client funds by Axiom Ince
The U.K. Serious Fraud Office launched an investigation into collapsed law firm Axiom Ince and an estimated £66 million (U.S. $82.5 million) worth of client funds that went missing.
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Article
The five pillars of visibility
Learn key advice on how to raise your professional profile, whether you are working as a compliance professional in a permanent role for one company or as an independent contractor.
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Premium
Companies must set clear tone under EU whistleblower rules
With a moving target for compliance under the EU’s Whistleblower Directive, the opportunity exists for companies to set their own standards on whistleblowing and engender greater trust among employees, according to a panel at Compliance Week’s Europe conference in London.
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Webcast
CPE Webcast: How to strengthen your TPRM to be more resilient
In this session, experts from Riskonnect and Deloitte will explore why it is important for organizations to align strategies, processes, and practices related to business resilience with the risks posed by third-party vendors and partners.
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News Brief
HHS publishes updated healthcare compliance guidance
New guidance from the Department of Health and Human Services is designed to apply generally to the healthcare industry, from doctors to pharmaceutical manufacturers, and help all such entities self-monitor their compliance and prevent waste, fraud, and abuse.
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Premium
Embracing change key to success for compliance officer of tomorrow
Between changes in technology and regulation and worsening geopolitical tensions, the compliance officer is being tested like never before. Those who will succeed in this environment are the ones that will be open to change, a panel discussed at Compliance Week’s Europe conference in London.
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Premium
Crisis management: Know the facts, keep communications clear
A panel of legal experts breaks down how to handle an all-out crisis, from whom to involve, what to disclose to regulators, and how to conduct a proper investigation.