All Compliance Week articles in Web Issue – Page 60
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Blog
Q2 appoints first chief risk officer
Digital banking and lending solutions provider Q2 Holdings appointed Blair Williams as its first chief risk officer.
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Blog
Pure Harvest names chief sustainability officer
Agribusiness Pure Harvest Smart Farms appointed Josef Schmidhuber as chief sustainability officer.
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Blog
TEGNA adds chief legal officer
Media firm TEGNA announced the appointment of Lauren Fisher as senior vice president and chief legal officer.
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Blog
CBIZ appoints chief legal officer
CBIZ, a provider of financial, insurance, and advisory services, announced it named Jaileah Huddleston as chief legal officer and corporate secretary.
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Blog
UPMC names chief legal officer
The University of Pittsburgh Medical Center announced the appointment of Mark Tamburri as executive vice president and chief legal officer.
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Opinion
No time like present to tackle thorny problem of off-channel comms
The new messaging on use off-channel communications for business should be clear: What was done before is no more. It cannot continue. The stakes are too high.
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News Brief
Morgan Stanley settles with states for $6.5M over mishandled data
Morgan Stanley agreed to pay $6.5 million as part of a settlement with six states requiring the firm to strengthen its data security after actions it took compromised the personal data of millions of customers.
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News Brief
French high court orders new trial into $2B fine against UBS
France’s top court struck down a fine of €1.8 billion (U.S. $2 billion) imposed on UBS in 2021 by a lower court, despite upholding a guilty verdict related to money laundering and tax fraud in the Swiss bank’s cross-border activities.
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News Brief
Lifecore Biomedical earns FCPA declination for voluntary self-disclosure
Pharmaceuticals company Lifecore Biomedical won’t face prosecution for apparent violations of the Foreign Corrupt Practices Act after satisfying multiple factors of the Department of Justice’s recently updated voluntary self-disclosure policy.
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News Brief
CCO jailed 4 1/2 years for role in $50M Medicare fraud
The chief compliance officer of a defunct pharmacy holding company was sentenced to 4 1/2 years in prison after being found guilty of conspiracy to commit healthcare fraud and wire fraud earlier this year.
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Blog
Maryland tabs first chief sustainability officer
Maryland Gov. Wes Moore announced the appointment of Meghan Conklin as the state’s first chief sustainability officer.
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Blog
Divert announces general counsel
Impact technology company Divert announced the appointment of Kathleen Patton as general counsel.
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Blog
Campbell’s names new general counsel
Campbell Soup Company announced the appointment of Charles Brawley III as executive vice president, general counsel and corporate secretary.
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Blog
Prologis adds sustainability chief to executive committee
Logistics real estate firm Prologis announced the addition of its Chief Energy and Sustainability Officer Susan Uthayakumar to its executive committee.
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Blog
FLA adds Admiral Money risk and compliance chief to board
The U.K.-based Finance & Leasing Association appointed Admiral Money’s Chief Risk and Compliance Officer Emma Powell to its board of directors.
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News Brief
CFPB fines Enova $15M, orders exec compensation tied to compliance
The Consumer Financial Protection Bureau levied a $15 million fine against nonbank online lender Enova International for “widespread illegal conduct” that violated a previous agency order.
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News Brief
SEC adopts Dodd-Frank rule on clearing agency conflicts of interest
The Securities and Exchange Commission continued its recent run of pushing through remaining regulations under the Dodd-Frank Act of 2010 by adopting new rules to mitigate conflicts of interest for security-based swap clearing agencies.
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News Brief
Nursing home chain, owner to pay $45.6M in kickbacks case
Prema Thekkek and the six skilled nursing homes she owned through her company, Paksn, agreed to pay $45.6 million in entering a consent judgment with the Department of Justice to resolve allegations employees paid kickbacks to doctors who brought patients to them.
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Premium
How technology can help track off-channel communications use
Establishing a set of policies and procedures to prevent employee use of nonauthorized electronic communications to conduct business is relatively straightforward. The hard part is monitoring compliance.
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Premium
Experts: ICO apology to ex-CEO does not absolve NatWest of GDPR liability
Just because Alison Rose received a public apology from the U.K. Information Commissioner’s Office regarding the suggestion she might have violated the General Data Protection Regulation doesn’t mean NatWest could avoid sanction.