All Compliance Week articles in Web Issue – Page 584
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Blog
Minneapolis Fed offers plan to end ‘too big to fail’
Federal Reserve Bank of Minneapolis President Neel Kashkari has unveiled a new plan he says would substantially reduce the rish of systemic threats from “too big to fail” financial institutions. More from Joe Mont.
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Blog
Two top compliance programs get together
The merger of General Electric and energy services company Baker Hughes Inc. combinews two firms that are recognized as having the very top compliance programs in the energy industry and indeed across the country. Tom Fox reports.
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Blog
Will Brazil’s ‘car wash’ end?
The Man From FCPA Tom Fox explores recent reports surrounding Brazilian legislative figures trying to obstruct ongoing corruption investigations.
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Article
What President Trump means for regulation and regulators
A Trump administration promises to roll back the SEC, the CFPB, Dodd-Frank, and Obamacare. But that is all much easier said than done, reports Joe Mont.
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Blog
FASB chair Golden reappointed, two new members named
Russ Golden has been appointed to a second term as chairman of FASB, and two new members have been appointed to fill terms that will expire in mid-2017. Tammy Whitehouse has more.
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Blog
SEC sees progress in non-GAAP accounting compliance
Non-GAAP accounting is still causing some heartburn for public companies, but the SEC is signaling it is encouraged by improvements in recent quarters.
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Article
Tax reform looks likely, but companies advised to hold tight
Under a Trump presidency and a GOP Congress, corporate tax reform is considered inevitable. Tammy Whitehouse asks: Should companies alter tax planning or compliance activities?
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Article
Q&A: NACD Managing Director Steven Walker on continuous improvement for boards
Joe Mont talks with Steven Walker of the National Association of Corporate Directors about the need for continuous improvement to corporate boards.
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Article
Regulators send a perverse message by using our compliance programs against us
The degree to which organizations’ compliance programs are being used against them by regulators is creating a perverse incentive system, writes Joe Murphy.
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Article
Don’t worry—the need for compliance officers trumps deregulation
Just because Donald Trump suggested getting rid of a host of federal regulations doesn’t mean that there won’t be a need for compliance. More from Jaclyn Jaeger.
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Article
The smart money is on corporate social responsibility
Corporate social responsibility isn’t just a feel-good exercise. It pays off huge dividends in the problems it prevents, writes Jaclyn Jaeger.
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Article
Social media compliance is growing up, with new tools, challenges
As the financial services industry embraces social media, its compliance officers need new tools to make sure nothing slips through the cracks. Tim Sprinkle explains.
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Event
Corporate Governance: Effectiveness and Accountability in the Boardroom
ChicagoChicago, IL 11111United States
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Blog
White will depart SEC at end of Obama Administration
Let the shakeup begin: SEC Chair Mary Jo White has announced that she plans to step down from her post at the end of the Obama Administration. Joe Mont has more.
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Blog
SEC's Chair White to depart agency with Obama
There had been some discussion recently that perhaps SEC Chair Mary Jo White might stay on as chair until President-elect Trump found a new head for the agency, but no more. White announced today that she intends to depart the SEC at the end of the Obama Administration.
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Blog
SEC debates regulatory approach to FinTech
The need to balance FinTech innovations with investor protections was the underlying message at a day-long forum held by the Securities and Exchange Commission on Nov. 14. Joe Mont reports.
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Blog
SEC issues $20 million whistleblower award
On Monday, the SEC announced an award of more than $20 million to a whistleblower. It is the third largest bounty thus far for the Commission's whistleblower program. Joe Mont has more.
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Blog
Podcast: Trump, in his own words, on regulation
In this edition of the Compliance Week podcast, we offer selected soundbites from President-elect Donald Trump that detail his views of importance to public companies.
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Podcast
Podcast: Trump, in his own words, on regulation
In this edition of the Compliance Week podcast, we offer selected soundbites from President-elect Donald Trump that detail his views of importance to public companies.
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Blog
CFOs, controllers struggle with pace of change, poll says
CFOs and controllers are struggling to keep up with the pace of change in financial reporting, having a significant impact on effectiveness, according to a global EY survey. Tammy Whitehouse has the results.