All Compliance Week articles in Web Issue – Page 58
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Premium
Despite AI hype, compliance remains hesitant adopter
Most compliance professionals say their teams are not using artificial intelligence to assist with compliance obligations, according to our “Inside the Mind of the CCO” survey.
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Blog
Wells Fargo adds international sustainability head
Wells Fargo appointed Andrew Bowley to the role of international head of sustainability.
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Blog
NNN REIT names new general counsel
Real estate investment trust NNN REIT announced the appointment of Gina Steffans as executive vice president and general counsel.
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Blog
Solar Integrated Roofing hires general counsel
Solar Integrated Roofing Corp. announced the hiring of Jason Ostendorf as its new general counsel.
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Blog
GTT announces general counsel
GTT Communications, a provider of managed network and security services, announced Valerie Green as its general counsel.
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Blog
Modine appoints general counsel
Thermal management technology and solutions provider Modine appointed Erin Roth to the role of vice president, general counsel and corporate secretary.
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Blog
KWESST names corporate controller as chief compliance officer
Technology company KWESST Micro Systems appointed its Corporate Controller Kris Denis as chief compliance officer.
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Blog
VUMC names chief privacy officer
Vanderbilt University Medical Center appointed Sondra Hornsey as its new chief privacy officer.
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News Brief
TD Bank unit fined $600K by FINRA over email review lapses
TD Private Client Wealth agreed to pay a $600,000 penalty levied by the Financial Industry Regulatory Authority for allegedly failing to review millions of employee emails as required by the self-regulatory organization’s rules.
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Podcast
Digital Transformation of Compliance podcast: GWU Professor Kyle Welch
In this episode of the Digital Transformation of Compliance podcast series, Kyle Welch, a George Washington University associate professor of accountancy, discusses findings from his research on internal whistleblowing and compliance dashboards built by publicly traded U.S. companies to leverage hotline data.
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Premium
More companies enter ‘discovery phase’ of ESG reporting in 2023
Climate-related disclosure efforts are amplifying year over year, despite persistent and persnickety pain points, as more organizations widen the scope of their ESG journeys, our “Inside the Mind of the CCO” survey found.
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News Brief
SEC continues Dodd-Frank run, passes conflicts in securities trading rule
The Securities and Exchange Commission moved quickly to adopt an unfulfilled mandate of the Dodd-Frank Act to prevent the sale of certain securities if there is a conflict of interest.
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Webcast
CPE Webcast: Better risk assessments: Practical, data-driven assessments made simple
Today’s risk assessments require improved quantitative, data-driven analysis, including interpreting inherent risk data in a meaningful way. Organizations are looking for risk assessments to be actionable, easier to execute, and defensible.
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News Brief
Australia seeks help from businesses under ‘bold and ambitious’ cyber strategy
Australia released an updated cybersecurity strategy that will rely more heavily on public-private partnerships to support the country’s cyber defense efforts.
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News Brief
Singapore banks say money laundering risks up after $2B scandal
Risks posed by money laundering and the financing of terrorism have dramatically increased in Singapore, according to a recent survey of the city-state’s financial institutions conducted by the Monetary Authority of Singapore.
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Premium
Inside the Mind of the CCO: Compliance feeling regulatory heat in 2023
Our fifth annual “Inside the Mind of the CCO” survey saw keeping up with regulatory policies dethrone resource support as the biggest concern among all respondents for the first time.
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Resource
Survey Report: Companies bullish on new tech amid enhanced sanctions scrutiny
If sanctions are the top enforcement priority for the Department of Justice, companies have got the message, according to a recent study.
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Blog
Elation Health adds general counsel
Elation Health announced Seth Cedars joined the company as general counsel.
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Blog
Virtus Investment Partners names chief legal officer
Virtus Investment Partners, which operates an asset management business, announced Andra Purkalitis has joined as executive vice president, chief legal officer, general counsel, and corporate secretary.
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Blog
2U’s chief legal officer appointed CFO
Online education platform company 2U appointed its Chief Legal Officer Matt Norden as chief financial officer.