All Compliance Week articles in Web Issue – Page 574
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Article
Still battling over internal control? Focus on risk assessments, communication
In the continually evolving battle over internal control reporting and auditing, the strategy for the next front should include better risk assessments and timely communication with auditors. Tammy Whitehouse has more.
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Article
Q&A: The compliance and legal ties that bind
Jaclyn Jaeger talks with Carey Roberts, deputy general counsel and chief compliance officer of Marsh & McLennan Cos., about her unique dual legal and compliance role.
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Article
SCOTUS ruling a boon for prosecutors, but questions linger
The Supreme Court has turned back the clock on insider-trading law, giving prosecutors renewed leeway despite lingering questions, reports Joe Mont.
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Blog
The FCPA and ‘Islands of Honesty’
The Man From FCPA Tom Fox explores a recent article that hopes to answer the question: Why are so many governments around the world collapsing amid corruption scandals?”
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Blog
Wesco Aircraft names global controller, chief accounting officer
Wesco Aircraft Holdings, a provider of comprehensive supply chain management services to the global aerospace industry, has named Chris King as vice president, finance and global controller, effective immediately. He also has been named as the company’s chief accounting officer.
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Blog
Smarsh acquires MobileGuard
Smarsh, a provider of cloud-based information archiving solutions for compliance, e-discovery, and risk management, has completed the acquisition of MobileGuard, a mobile communication monitoring and retention solutions provider.
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Blog
New board member joins IASB
The Trustees of the IFRS Foundation, led by Michel Prada and responsible for the governance and oversight of the International Accounting Standards Board, have announced that Françoise Flores will join as a board member on Jan. 1, 2017. Find more personnel announcements in the CW Grapevine.
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Blog
Opus launches third-party compliance solution for banks
Compliance solutions provider, Opus, recently announced the introduction of the Hiperos 3PM Banking Accelerator, a unique, pre-configured solution for third-party risk management.
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Resource
Technology’s emergence into the world of internal controls
Title: Technology’s emergence into thThis e-book also will explore other emerging developments in internal controls, such as COSO’s Fraud Risk Management Guide, the case for why audit committees and compliance officers would be wise to consider it, and the inefficiencies they may be losing out on if they don’t. Lastly, ...
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Blog
Daimler names new chief compliance officer
Olaf Schick has been appointed as the new chief compliance officer at Daimler, effective March 1, 2017. Thus, he will also head group compliance.
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Resource
ERM: Understanding the risks, realizing the opportunities
Title: ERM: Understanding the risks, This e-book also explores other areas of risk management, such as COSO’s Fraud Risk Management Guide, the case for why audit committees and compliance officers would be wise to consider it, and the inefficiencies they may be losing out on if they don’t. No matter ...
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Blog
Tower MSA Partners names chief compliance officer
Tower MSA Partners, which provides Medicare Secondary Compliance services and Medicare Set-Asides in workers’ compensation and liability, has appointed Dan Anders to the newly created position of chief compliance officer.
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Blog
OCC names new chief compliance officer
OCC, the world’s largest equity derivatives clearing organization, has promoted Joe Adamczyk to senior vice president and chief compliance officer, replacing Richard Wallace.
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Blog
CEI offers roadmap for congressional deregulation efforts
Add more ammo to the pile for republicans embracing deregulation during the Trump Administration. The Competitive Enterprise Institute is out with a comprehensive list of rule-paring recommendations. Joe Mont has more.
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Blog
Shark bites shark: Publicly-traded law firm on receiving end of securities class action
Bruce Carton reports on the case of Slater & Gordon and how professional courtesy couldn’t keep rival plaintiffs’ law firms from filing a securities class action against the struggling law firm.
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Blog
SEC enforcement director Ceresney to depart agency this month
The SEC announced today that Enforcement Director Andrew J. Ceresney will leave the agency by the end of this month. Ceresney has served as Enforcement Director (or Co-Director) since joining the SEC in April 2013. Deputy Director Stephanie Avakian will serve as Acting Director upon Ceresney’s departure,.
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Blog
2016 PCAOB inspection results will deliver mixed results
When 2016 inspection results are published on the major audit firms next year, they will show an overall reduction in adverse findings, but also a spike in findings for at least one Big 4 firm. Tammy Whitehouse has more.
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Resource
RSA Archer Risk Intelligence Index
In October 2015, RSA completed a global survey of almost 400 organizations to gather insight into current trends and perceptions regarding Risk Management. The survey utilized RSA’s proprietary Risk Intelligence Index to ask questions around key areas of risk and how organizations are addressing the changing risk landscape. The Risk ...
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Blog
SEC shifts non-GAAP focus to most serious violations
Tension continues over proper use, especially prominence, of non-GAAP accounting measures, but the focus seems to be shifting to the most egregious violations.
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Blog
Under the FCPA, 'anything of value' means precisely that
A recent U.S. Supreme Court decision makes it very clear that when it comes to issues of potential bribery, absolutely anything that could be considered as having value is fair game as a potential agent of corruption. Tom Fox reports.