All Compliance Week articles in Web Issue – Page 572
-
ArticleAML strategies keep evolving, and so do the risks
New and evolving technology may help institutions avoid AML and KYC compliance risks, or restore a damaged reputation, says Joe Mont, but not without the right strategy and training in place.
-
Article
White’s SEC departure inspires reflection, fear of ‘midnight regulations’
Chairman Mary Jo White’s pending departure from the SEC has inspired a look back at her accomplishments and encouraged advice for her successors. Joe Mont reports.
-
Blog
FASB issues new restricted cash rule, proposal on stock comp
FASB has published a new rule to combat diversity in restricted cash accounting and a new proposal to clarify the rules around stock compensation modifications.
-
Blog
Final trial scorecard for FY 2016: SEC goes 4-1-1 in 6 trials
For the second straight year, the SEC litigated six federal court trials. This year, however, the SEC finally lost a trial -- albeit with an asterisk.
-
Blog
Grapevine: Who’s coming and going in compliance
Jas Athwal, chief accounting officer at Facebook, announced his decision to resign from his position after nearly nine years with the company; and ZTE, a Chinese multinational telecommunications equipment and systems company, has appointed Matthew Bell as chief export compliance officer and legal counsel, as well as chief compliance officer ...
-
Blog
Facebook chief accounting officer to resign
Jas Athwal, chief accounting officer at Facebook, announced his decision to resign from his position after nearly nine years with the company, Facebook announced in a securities filing.
-
Blog
ZTE appoints chief export compliance officer
ZTE has appointed Matthew Bell as the company's chief export compliance officer and legal counsel. Bell will also serve as the chief compliance officer and legal counsel for ZTE USA, the company's U.S. subsidiary.
-
Resource
The Votes Are In: What Happens Now?
As the holiday season ramps up, what should gift card/certificate issuers be aware of?
-
Blog
Conflicts of interest already hound Trump
President-elect Trump won the White House by offering a break from politics as usual. But he is already displaying a worrying array of conflicts of interest, writes Bill Coffin.
-
Blog
Icertis, Thomson Reuters partnership provides compliance screening
Icertis, a provider of enterprise contract lifecycle management in the cloud, announced a partnership with Thomson Reuters, a provider of intelligent information and solutions for businesses and professionals.
-
Blog
LockPath, Edgile partnership enhances compliance and cyber-risk oversight
LockPath, a GRC software provider, recently announced a partnership with Edgile, a security and risk consulting firm and provider of industry-specific regulatory content libraries. Edgile will support implementations of LockPath’s Keylight platform, allowing organizations to more efficiently manage both their compliance and cyber risk.
-
Blog
TrapX releases deception-based security solution
TrapX, a deception-based cyber-security defense provider, recently released the world’s first deception-based security solution specifically designed to protect the Society for Worldwide Interbank Financial Telecommunication (SWIFT) financial networks.
-
Blog
Did they get the memo?
Tom Fox explores the case of Australian mining giant Rio Tinto, which recently terminated two top officials after an investigation into possible Foreign Corrupt Practices Act violations.
-
Blog
The JPMorgan FCPA settlement and the Fed
The recent JPMorgan Chase FCPA settlement resulted in $264 million in fines, with a portion being paid to the U.S. Federal Reserve Bank. While some contend a Fed fine should not be considered FCPA, Tom Fox says: If it walks like a duck and quacks like a duck, it is ...
-
Blog
Going to trial in an FCPA case-it’s just a trial
Tom Fox explores the reason behind why there’s a lack of trials for corporations when it comes to Foreign Corrupt Practices Act violations.
-
Blog
SEC warns companies: don't ask auditors for help on revenue rule
The SEC is cautioning companies hoping for help from their auditors in adopting the new revenue recognition standard. They are limited by independence rules.
-
Blog
Hiring practices trigger $264 million in FCPA fines for JPMorgan
JPMorgan Chase will pay more than $130 million to settle FCPA violations related to hiring the friends and families of government officials in Asia. Joe Mont has more.
-
Article
Modern slavery: the global construction industry’s open secret
The global construction industry is a hotbed of criminal labour exploitation, but alert compliance officers can do something about it. More from Paul Hodgson.
-
Article
Trump presidency: Thoughts on regulatory changes from Europe
Neil Hodge explores promised “regulatory reform” under the new Trump regime; what’s in store for America—what’s in store for the world?
-
Blog
Federal judge halts Labor Department's 'persuader' rule
Calling the rule an impermissible intrusion upon attorney-client privilege, a federal judge in Texas has granted a permanent injunction against the Department of Labor's so called “persuader” rule. More from Joe Mont.