All Compliance Week articles in Web Issue – Page 56
-
Resource
e-Book: Goals of a modernized TPRM program
Companies have shown a willingness to invest in technology to enhance their third-party risk management efforts. But that doesn’t mean new opportunities don’t remain.
-
Opinion
Book review: Demythologizing money laundering, demystifying AML compliance
Movies and TV shows might have launched a thousand armchair experts on the topic of money laundering, but few can explain how or why it’s done. Ola Tucker’s book, “The Flow of Illicit Funds,” does exactly that.
-
Premium
Survey: Companies bullish on new tech amid enhanced sanctions scrutiny
Emerging technologies like automation and generative AI are on the radar as difference-makers for businesses serious about keeping pace with increasing regulatory scrutiny toward third-party due diligence and sanctions compliance, a survey conducted by Compliance Week and Certa found.
-
Webcast
CPE Webcast: AI and compliance: How to identify and mitigate the risks
Learn the implications for regulated businesses in terms of understanding how artificial intelligence like ChatGPT can be governed in order to effectively remediate its risks.
-
Article
Consumer Duty: What are the next steps?
Matti Pekkola of investor services group IQ-EQ identifies key trends from the past year of working with regulated firms on U.K. Consumer Duty compliance.
-
News Brief
CFTC proposes guidance for voluntary carbon credits
The Commodity Futures Trading Commission promoted the need for developing high-integrity voluntary carbon markets in publishing proposed guidance for the listing of voluntary carbon credit derivative contracts.
-
Premium
DOJ cooperation credit breakdowns: Albemarle, Tysers, H.W. Wood
Nicole Argentieri, acting head of the Department of Justice’s Criminal Division, breaks down where Albemarle, Tysers Insurance Brokers, and H.W. Wood went right—and wrong—on the cooperation credit and remediation fronts as part of their FCPA settlements with the agency.
-
Premium
The road from CCO to board: What compliance professionals need to know
Chief compliance officers and chief ethics and compliance officers desire progressing to the board more than any other role change, our “Inside the Mind of the CCO” survey found. So, what does it take for compliance to get on a corporate board?
-
Blog
Petauri Health appoints general counsel
Pharmaceutical services platform Petauri Health announced the appointment of Nicole Kline as vice president, general counsel.
-
Blog
CGT Staffing adds chief diversity officer
CGT Staffing announced the appointment of Robert James as chief diversity and strategic growth officer.
-
Blog
Viridi recruits first sustainability chief from Honeywell
Fail-safe battery technology developer Viridi appointed Evan van Hook as its first chief sustainability officer.
-
Blog
Sempra announces new risk and compliance head
Energy infrastructure firm Sempra appointed its Chief Financial Officer Trevor Mihalik as group president, a role in which he’ll have responsibility for risk and compliance.
-
Blog
UMass appoints general counsel
The University of Massachusetts announced David Lowy will become its next general counsel.
-
Blog
Orion Group Holdings names general counsel, CCO
Construction company Orion Group Holdings announced the appointment of Edward Chipman Earle as executive vice president, general counsel, chief administrative officer, chief compliance officer, and corporate secretary.
-
Premium
Automated decision-making tech rules added to crowded CPPA agenda
The California Privacy Protection Agency drafted its rules to apply the rights allowed to residents under the California Consumer Privacy Act to automated decision-making technology used by businesses.
-
Premium
Companies must hold insurers to account on AI use
Insurers embracing artificial intelligence-based technologies might pose serious risks to companies buying insurance if the risk data used to price their insurance premiums is used to train AI algorithms or shared on commonly used chatbots like ChatGPT.
-
News Brief
Mallinckrodt dodges $40M SEC penalty in disclosure violation case
Pharmaceutical company Mallinckrodt, fresh out of its second bankruptcy, was spared having to pay a $40 million penalty levied by the Securities and Exchange Commission for alleged disclosure and accounting failures related to its underpaying of Medicaid rebates.
-
Blog
Bogota Financial promotes risk chief to CEO
Bogota Financial Corp., holding company of Bogota Savings Bank, announced Kevin Pace, executive vice president and chief risk officer of parent company MHC, was named president and chief executive officer.
-
Blog
Sutter Health names first chief diversity and inclusion officer
Sutter Health announced the appointment of Dana Beckton as its first chief diversity and inclusion officer.
-
News Brief
DOJ announces international anti-bribery initiative
The Department of Justice will increase its efforts to build relationships and foster collaboration with its global counterparts to thwart bribery and corruption under a new strategy.