All Compliance Week articles in Web Issue – Page 557
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Blog
Latest CFPB defense focuses on military families, veterans
The latest angle in the fight to preserve the Consumer Financial Protection Bureau: safeguarding military families and veterans.
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Blog
A bipartisan plea for economic growth ideas
Republican Mike Crapo and Democrat Sherrod Brown (D-Ohio) are working across party lines to solicit, from the public, legislative proposals for increasing economic growth.
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Blog
Hamilton Lane appoints chief compliance officer
Hamilton Lane, an alternative investment management firm, has appointed Frederick Shaw as chief compliance officer, effective April 1. The company also named Lydia Gavalis as general counsel.
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Blog
Internal audit increases uptake in data analytics
Internal auditors are developing at least a baseline capability in data analytics, with most departments using the high-tech tools or making plans to do so.
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Article
The international side of the Odebrecht case
The Odebrecht corruption case is already a thing of legend for its size and scope, but it might ultimately be better known for the improvement in international compliance it will encourage.
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ArticleClayton quizzed on potential role as SEC chairman
President Trump’s nominee to head the SEC, Jay Clayton, was grilled about conflicts, recusals, and his views on enforcement during a Senate Banking Committee hearing.
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Blog
Trump blacklists ‘blacklisting' rule for federal contractors
With an Executive Order this week, President Trump has made good on a promise to repeal the Obama Administration’s so-called “blacklisting rule” for federal contractors.
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Blog
Louis Berger appoints chief integrity officer
Louis Berger has named Adelle Elia as chief integrity officer, effective April 1. Elia’s predecessor, Tom Nicastro, is stepping down as Louis Berger’s chief compliance and ethics officer after 15 years of service with the company, seven years of which he spent leading the company’s compliance function to shape Louis ...
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Article
Has the time arrived for a corporate overhaul of ERM?
Corporate approaches to risk management are not keeping pace with the velocity and complexity of risk in today’s business environment. Is it time for an ERM refresh?
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Article
Reputational risk leading boards to focus on anti-corruption efforts
The 2017 Anti-Bribery and Corruption Benchmarking Report cites increasing board activity and awareness in response to increased regulatory expectations and reputational risk.
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Article
U.K. Banking Standards Board releases inaugural benchmark report
An inaugural report on the overall state of banking culture in the U.K. suggests a widespread respect of risk and compliance, but not so much for speaking up and accountability.
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Blog
IPC, Actiance collaborate to provide archival solution for financial services industry
IPC Systems, a provider of global communications solutions and software for the financial services industry, announced an agreement with Actiance, a communications compliance and archiving provider to leverage Actiance’s Alcatraz solution by offering IPC’s financial services customers a holistic archival solution across various digital communications.
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Blog
Accume Partners acquires Aporia Solutions
Accume Partners, a provider of audit, technology, compliance, enterprise risk, and cyber-security services principally to the banking and financial services industry, recently announced the acquisition of Aporia Solutions, a provider of technology and information system auditing and cyber-security services.
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Blog
Former OCC director of enforcement and compliance joins Buckley Sandler
Ellen Warwick, former director for enforcement and compliance for the Office of the Comptroller of the Currency (OCC), has joined international law firm Buckley Sandler as a senior counsel in the firm’s Washington, D.C. office.
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Blog
Dun & Bradstreet launches beneficial ownership solution
Dun & Bradstreet recently announced the launch of D&B Beneficial Ownership, a solution that delivers quick and reliable data for actionable management of regulatory compliance.
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Article
Yes, there is still a conflict minerals rule
Lest you think recent developments—a leaked White House memo, a resolved lawsuit, and the reopening of public comments to the SEC—mean an end to the conflict minerals rule, be assured that the May filing deadline remains in place.
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Blog
FBI: Cyber-criminals targeting protected health information
The Federal Bureau of Investigation has issued a warning to medical and dental facilities: Cyber-criminals are actively targeting protected health information and personally identifiable information to intimidate, harass, and blackmail business owners.
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Blog
CFPB will reassess remittance rule
The Consumer Financial Protection Bureau is reaching out to the public as it assesses the effectiveness of remittance rules made effective in 2013.
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Blog
ING faces corruption probe
Global financial institution ING confirmed it is the subject of a criminal investigation by Dutch authorities for money laundering and corrupt practices in Uzbekistan. The Netherlands-based company has also received related information requests from U.S. authorities.
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Blog
Volkswagen appoints chief compliance officer
Picking up the pieces of its emissions-cheating scandal, Volkswagen this week appointed Kurt Michels, previously chief compliance officer for the Trucks, Vans, and Buses sector of Daimler, as chief compliance officer of the Volkswagen Group, effective April 1. In this position, he will succeed Frank Fabien, who is joining Wolfsburg ...