All Compliance Week articles in Web Issue – Page 542

  • RainingCash
    Blog

    Wells Fargo CEO forfeits $41M; DOL launches labor law investigations

    2016-09-28T12:15:00Z

    The latest developments in the ongoing Wells Fargo scandal: clawbacks, including a $41M hit for CEO John Stumpf; a Department of Labor investigation; and a new class-action lawsuit. Joe Mont has more.

  • Blog

    COSO issues new fraud risk management guide

    2016-09-28T08:15:00Z

    COSO, author of the most widely accepted internal control framework in the United States has released a new guide meant to help companies beef up their fraud risk management. More from Tammy Whitehouse.

  • Article

    Worried the SEC might come after you personally? You should be

    2016-09-27T22:45:00Z

    Jaclyn Jaeger looks at yet another case brought by the SEC spotlighting the sort of conduct that can result in a personal liability claim against legal and compliance officers.

  • Article

    Valuation practices under SEC scrutiny

    2016-09-27T22:30:00Z

    U.S. regulators have made it clear that the process for producing numbers in a financial statement is as important—if not more so—than the numbers themselves. Jaclyn Jaeger has more.

  • Blog

    All is not well at Wells

    2016-09-27T15:30:00Z

    Stephen Davis and Jon Lukomnik examine the fallout from the Wells Fargo scandal, delving into what could have been done better by management and offering some tips for other companies, read: banks, to avoid the same fate.

  • PiggyBankDigitalBackground
    Article

    In tech sectors, revenue recognition talks are intense

    2016-09-27T13:30:00Z

    In preparing to adopt the new revenue recognition standard, experts debate how to apply the rules to complex contracts. Tammy Whitehouse reports.

  • Article

    The EpiPen controversy’s bad omens for pharmas

    2016-09-27T12:45:00Z

    At a recent hearing with the CEO of Mylan, the maker of EpiPen, legislators hinted at not only price controls, but an increased scrutiny of executive pay. Joe Mont has more.

  • Article

    SFO charges three Tesco execs

    2016-09-27T11:15:00Z

    The Financial Reporting Council ended the investigation of U.K. retail giant Tesco’s former CFO, and the Serious Fraud Office just brought charges against three more individuals. Neil Hodge has more.

  • Blog

    Internet of Things’ role in internal audit & compliance

    2016-09-27T11:00:00Z

    How can internal audit support disruptive opportunities while monitoring for emerging risks coming from the Internet of Things? Columnist Jose Tabuena discusses these challenges.

  • Blog

    There simply are not enough cyber-security specialists

    2016-09-27T10:30:00Z

    Companies need to get much more aggressive when it comes to recruiting the right talent to head their cyber-security efforts, writes John Reed Stark.

  • Article

    Wells Fargo CEO faces bipartisan furor

    2016-09-27T10:15:00Z

    You know you are having a horrible week when complaints against your company unite Democrats and Republicans, but that’s exactly what Wells Fargo CEO John Stumpf faced

  • Blog

    Learning Care Group names chief compliance officer

    2016-09-27T10:00:00Z

    Learning Care Group, a for-profit early education and childcare provider, has named Daniel Follis as executive vice president, general counsel, and chief compliance officer, effective immediately. He will also serve as the company’s corporate secretary, reporting to CEO Barbara Beck.

  • Blog

    WellCare appoints general counsel and secretary

    2016-09-27T09:45:00Z

    WellCare Health Plans has appointed Anat Hakim to senior vice president, general counsel, and secretary, effective as of Sept. 26.

  • Blog

    Citizens Financial appoints chief compliance officer

    2016-09-26T15:45:00Z

    Citizens Financial Group announced the promotion of Deputy Chief Compliance Officer and Chief Privacy Officer Scott Essex to chief compliance officer, effective Oct. 17. He will succeed Bob Nelson, who is retiring effective Oct. 31.

  • Blog

    Tesla creates chief accounting officer role

    2016-09-26T15:30:00Z

    Tesla, an automotive and energy storage company has appointed Eric Branderiz as vice president, corporate controller, and chief accounting officer, effective Oct. 24.

  • Blog

    Here come the good guys

    2016-09-26T13:15:00Z

    The modern compliance profession has labored in the shadows for a decade or more, but now it’s finally getting the recognition it deserves with Compliance Officers Day. More from Bill Coffin.

  • Blog

    Fed takes aim at banks’ commodity holdings

    2016-09-26T13:15:00Z

    Joe Mont looks at a proposed rule from the Federal Reserve Board meant to strengthen existing requirements and limitations on the physical commodity activities of financial holding companies.

  • Event

    Regulatory Compliance School

    2016-09-25T07:00:00Z 2016-09-30T21:00:00Z

    TempeTempe, AZ 11111United States

  • Event

    2016 Compliance & Ethics Institute

    2016-09-25T07:00:00Z 2016-09-28T21:00:00Z

    ChicagoChicago, IL 11111United States

  • Blog

    Harris declinations: A landmark FCPA case?

    2016-09-23T09:45:00Z

    The SEC will not take action against Harris Corp. for FCPA violations, but has brought charges against a former Harris executive for bribing Chinese government officials to obtain business. Jaclyn Jaeger explores.