All Compliance Week articles in Web Issue – Page 536
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Resource
The Cost of Information Governance Non-Compliance
This e-Book analyzes the results of a survey, authored by Compliance Week and sponsored by Hewlett Packard Enterprise, that explores the comprehensive view of challenges and opportunities facing information governence (IG) compliance.
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Podcast
Podcast: SCOTUS and insider trading
On October 5, the Supreme Court heard oral arguments in Salman v. United States, a case that could offer additional legal clarity on what constitutes insider trading. For our latest podcast, we spoke to a trio of experts at law firm Holwell Shuster & Goldberg who have closely followed the ...
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Blog
Embraer to pay $205M to resolve FCPA charges
Brazilian aircraft-company Embraer today reached a $205 million combined settlement with the Department of Justice, the Securities and Exchange Commission, and Brazilian authorities to resolve allegations of criminal and civil violations of the Foreign Corrupt Practices Act. Jaclyn Jaeger has more.
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Event
Risk Management and Regulatory Examination/Compliance Seminar
New YorkNew York, NY 11111United States
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Event
FIMA West 2016 Annual Conference
40 Speakers Our speakers are the type of people you read about in industry news; they’re doing today what you’ll be implementing tomorrow. After six months of intensive research and interviews we’ve identified the most relevant mix for today’s data practitioner. 12 Hours Making Connections FIMA West exists ...
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Event
Merger Week: Creating Value Through Strategic Acquisitions and Alliances
ChicagoChicago, IL 11111United States
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Blog
FASB prepares new rule on debt classification
True to its word, the Financial Accounting Standards Board is preparing to issue a proposal meant to simplify how companies would be required to classify debt in the balance sheet. Tammy Whitehouse has more.
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Blog
Tipalti unveils Cloud OCR to invoice processing workflow
Tipalti has announced the addition of Optical Character Recognition (OCR) technology to its invoice processing module.
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Blog
Actiance announces support for Workplace by Facebook
Actiance, a communications compliance, archiving, and analytics provider, has broadened its scope of supported communications channels to include Workplace by Facebook, which publicly launched earlier this month.
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Blog
Former chief of SDNY Criminal Division joins Mayer Brown
Daniel Stein, former Chief of the Criminal Division in the U.S. Attorney’s Office for the Southern District of New York, will join the law firm Mayer Brown as a partner in the litigation and dispute resolution practice, where he will lead the firm’s global regulatory and investigations group and serve ...
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Blog
New HPE solution simplifies and strengthens data protection
Hewlett Packard Enterprise has introduced its HPE Adaptive Backup and Recovery Suite, an integrated suite that uses operational and file analytics to automate and streamline data protection.
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Blog
Former chief compliance officer joins Compliance Risk Concepts
Compliance Risk Concepts, a compliance risk-management services provider, has hired David Amster as principal and head of its fund and dealer advisory practice. In this role, Amster will develop new client relationships and also advise on operational matters.
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Blog
IASB appoints new vice chair
The Trustees of the IFRS Foundation, responsible for the governance and oversight of the International Accounting Standards Board, have appointed Sue Lloyd as the new IASB vice chair, effective Nov. 1. Jaclyn Jaeger has more.
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Blog
Local Pensions Partnership appoints chief risk officer
Local Pensions Partnership (LPP), a U.K. pension services organization, has appointed Tom Richardson as its new chief risk officer. He replaces Angela Smith, who was serving as interim chief risk officer.
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Blog
Banner Bank appoints chief risk officer
The Banner Corporation, a $9.9 billion bank holding company, has named Judy Steiner as chief risk officer. She replaces Tyrone Bliss, who previously announced his retirement effective later this month.
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Blog
New guidance delves into pay ratio disclosure dilemmas
It may not cure the many headaches regarding compliance with the SEC’s pay ratio disclosure rule, but there is new guidance from the SEC for boards and CCOs to mull over. Joe Mont reports.
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Blog
Is a cup of coffee a reportable FCPA violation?
What’s next on the list of FCPA violations, a cup of coffee bought for a custom official while you await inspection? Tom Fox ponders that question after reading about Lennox International’s $475 facilitation payment Justice Department disclosure.
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Blog
Banks may face enhanced cyber-risk management rules
Federal bank regulators are considering a slate of enhanced cyber-security, risk management, and resiliency standards. The new rules would apply to directors and auditors. Joe Mont reports.
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Blog
Survey: Proxy access continues to gain steam
Joe Mont explores a key finding from Shearman & Sterling’s executive compensation survey—the number of proxy access proposals submitted for the 2016 proxy season rose significantly compared to 2015.