All Compliance Week articles in Web Issue – Page 521
-
Article
Debate over SEC’s in-house courts could go to the Supreme Court
The SEC has fought off challenges to its in-house judges before, but new complaints that the Commission’s proceedings are unconstitutional might just stick. Joe Mont reports.
-
Article
New York delays and dials back cyber-security rules
New York’s tough new cyber-security rules for financial institutions were supposed to start on January 1. Instead, a toned-down version is in the works. Joe Mont has more.
-
Article
A country-by-country assessment of bribery risk
The 2016 TRACE Matrix is out, but is its data on international bribery hotspots better than Transparency International’s data? Jaclyn Jaeger explores.
-
Article
‘Name and shame’ campaigns may be a direct hit on the bottom line
A troubling sign of things to come: U.S. cities are finding a way to leverage SEC rules to boost tax rates. Joe Mont reports.
-
Resource
The ABC's of GRC
The value of mature GRC capabilities can be summed up through another acronym—ABC: Aware, Bespoke, and Confident.
-
Blog
CFPB highlights debt collection complaint statistics
With a slate of rules targeting the industry in the pipeline, the Consumer Financial Protection Bureau has released a tally of consumer complaints related to debt collection. More from Joe Mont.
-
Blog
Banks reach final resolutions under Swiss Bank Program
The Department of Justice last week announced that it has reached final resolutions with banks that have met the requirements of the Swiss Bank Program, which provided a path for Swiss banks to resolve potential criminal liabilities in the United States, and to cooperate in ongoing investigations of the use ...
-
Blog
PCAOB publishes views on conflict with China rules
To address how U.S. audit rules intersect with those in China, the PCAOB has published a four-page Q&A to explain its views on why firms subject to its rules should observe them. Tammy Whitehouse reports.
-
Blog
Another Infosys chief compliance officer abruptly departs
Infosys Limited announced that David Kennedy, general counsel and chief compliance officer, and the company have mutually agreed that Kennedy’s employment with the India-based software giant will cease on Dec. 31, 2016.
-
Blog
CW to publish late this week
Compliance Week will publish one day late this week on Wednesday, Jan. 4, due to the New Year’s holiday.
-
Blog
General Cable to pay $76M in FCPA case
General Cable today agreed to pay a combined $76 million to resolve parallel investigations with the SEC and Department of Justice related to violations of the Foreign Corrupt Practices Act. The company agreed to pay an additional $6.5 million penalty to the SEC to settle separate accounting-related violations. Jaclyn Jaeger ...
-
Blog
SEC and DOJ allege insider trading related to hacked law firms
Yesterday, the SEC and the DOJ separately announced significant cases against three Chinese traders who made nearly millions in illegal profits by hacking into the computer networks of two "prominent New York-based law firms."
-
Blog
SEC: hackers hit law firms, traded on nonpublic information
In a first-of-its-kind case, the SEC has charged a trio of Chinese hackers with stealing and trading on nonpublic, market-moving data from law firms.
-
Blog
Former DuPont CEO joins Goldman board
The Goldman Sachs Group has appointed Ellen Kullman, the former chief executive officer of DuPont, as an independent member of its board of directors, effective as of Dec. 21, the company announced in a Form 8-K filing.
-
Blog
IOSCO joins call for disclosure on new accounting standards
International regulators, like SEC in the United States, are calling on companies to give plenty of disclosure about transition to new accounting standards.
-
Blog
Hanson resigns abruptly from PCAOB
Jay Hanson, the lone career auditor among U.S. audit regulators, resigned abruptly from his position at the Public Company Accounting Oversight Board. Tammy Whitehouse has more.
-
Blog
Odebrecht-US leads a massive global corruption settlement
The Odebrecht and Braskem global corruption settlements portend a new level of international cooperation in both investigation and enforcement.
-
Article
Reckless Regulatory Change Management
This latest edition of the GRC Illustrated Series from Compliance Week and OCEG explores how companies should identify and respond to regulatory requirements in light of technological advances in today’s world.
-
Blog
Former SEC Chief Litigation Counsel Solomon Joining Cleary Gottlieb
In late November, the SEC announced the departure of Matthew C. Solomon, the Chief Litigation Counsel for the SEC’s Enforcement Division. This week, law firm Cleary Gottlieb announced that Solomon will join the firm's Washington, D.C., office as a partner in January 2017.