All Compliance Week articles in Web Issue – Page 519

Blog
Congress considers secondary sanctions against North Korea, banking partners

2017-09-20T13:30:00Z

Proposed legislation would create the “toughest financial sanctions ever directed at North Korea.” Secondary sanctions would bar foreign banks from the U.S. financial system if they have business relationships with the rogue nation.
Blog
Report: CFPB’s Wells Fargo fine was just 1 percent of potential penalty

2017-09-20T12:15:00Z

The latest attack on the CFPB by Republican critics comes in an investigative report alleging that the Bureau fined Wells Fargo, following illegal account openings, a mere 1 percent of the penalty it was authorized to issue.
Blog
Former SEC Enforcement Director joins King & Spalding

2017-09-20T11:30:00Z

Richard Walker, former Director of Enforcement at the Securities and Exchange Commission, has joined international law firm King & Spalding as a partner in the Special Matters & Government Investigations group, resident in the New York office.
Blog
Delta Capita launches Big Data as a Service Platform for data analytics and machine learning

2017-09-20T11:30:00Z

Delta Capita, an independent consulting firm dedicated to the financial services industry, has launched its new Big Data-as-a-Service Platform, Delta>Data, offering clients a set of flexible solutions to both industry-wide and client-specific issues.
Blog
Former Google CFO joins Twitter board

2017-09-20T11:00:00Z

Patrick Pichette, former chief finanicial officer of Google, will join Twitter's board of directors as a new independent director, effective Dec. 1, 2017. He will also join both the audit and compensation committees of the board.
Blog
Titan International chief accounting officer departs

2017-09-20T10:45:00Z

Titan International said in a securities filing that Christopher Bohnert has stepped down from his role as chief accounting officer, effective as of Sept. 13, 2017.
Blog
Could revenue rule chill IPOs in 2018? Poll suggests maybe

2017-09-19T17:45:00Z

A Deloitte poll suggests new revenue recognition accounting requirements taking effect next year may put a chill on initial public offerings.
Article
Report: Anti-bribery compliance gaining steam

2017-09-19T16:15:00Z

A new benchmark report jointly conducted by Compliance Week and Steele Compliance Solutions looks at companies’ anti-bribery and anti-corruption programs.
Article
GDPR and the elevated role of compliance

2017-09-19T16:00:00Z

The hefty compliance requirements of GDPR are going to require companies to figure out how to separate personal data from the ability to link that data to a specific person. Easier said than done, writes Jaclyn Jaeger.
Article
New ERM framework links risk to strategy, performance

2017-09-19T13:30:00Z

Courtesy of COSO, companies have a new risk framework to consider that has the potential to drive a new risk mindset deeper into the organization.
Article
The voice of reason: Q&A with Hui Chen

2017-09-19T13:00:00Z

Renowned ethics and compliance expert Hui Chen discusses true compliance training, what integrity really means, and how compliance can earn its seat at the table at the top of an organization.
Blog
Eni spills about its growing global bribery probe

2017-09-19T13:00:00Z

A report filed this month by Italian oil giant Eni shows how corruption allegations against it now include Nigeria, Iraq, Kazakhstan, Algeria, and Congo. The number of enforcement authorities, employees, and subsidiaries involved is also spreading.
Article
LexisNexis Risk Solutions’ Chrisol Correia on AML, the convergence of risk intelligence

2017-09-19T10:30:00Z

The leader of LexisNexis Risk Solutions' global anti-money laundering solutions strategy discusses trends in AML, risk management technology, and the evolution of FinTech compliance.
Blog
Webster names new chief accounting officer

2017-09-19T10:15:00Z

Webster Financial, the holding company for Webster Bank, has named Albert Wang as chief accounting officer of Webster Financial and Webster Bank.
Blog
Ryder appoints controller, principal accounting officer

2017-09-19T10:15:00Z

Ryder System has appointed Frank Mullen as vice president and controller and principal accounting officer, effective as of Sept. 18, 2017.
Article
The future of FinTech may involve unified regulation

2017-09-19T10:00:00Z

Many FinTech firms concede that regulation may provide a needed imprint of safety and security. A new plan calls for a singular regulatory point of contact.
Blog
FTC brings first cases enforcing EU-U.S. Privacy Shield

2017-09-18T16:45:00Z

The U.S. Federal Trade Commission this month brought its first cases enforcing the EU-U.S. Privacy Shield, which was put in place last year to replace the U.S.-EU Safe Harbor framework.
Podcast
Podcast: The regulatory challenges of self-driving trucks

2017-09-18T15:15:00Z

In our latest podcast, we listen in on a recent Senate Committee on Commerce, Science, and Transportation hearing where regulatory approaches to self-driving trucks were discussed.
Blog
Podcast: The regulatory challenges of self-driving trucks

2017-09-18T15:15:00Z

In our latest podcast, we listen in on a recent Senate Committee on Commerce, Science, and Transportation hearing where regulatory approaches to self-driving trucks were discussed.
Resource
Confidential Information & Computer Security Benchmarking Report

2017-09-18T09:00:00Z Provided by True Office Learning

True Office Learning now has more than 3 million employees globally who have completed Pulse training on an array of risk topics, including confidential information and computer security. See how Pulse Analytics can give you unmatched insight into employee decisions in our latest Pulse Confidential Information & Computer Security aggregate ...