All Compliance Week articles in Web Issue – Page 516
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Blog
NLRB, FTC, and CFTC have new leadership
President Donald Trump has named Philip Miscimarra acting chairman of the National Labor Relations Board, the first step in what observers see as a shift back to more management-friendly policies and rulings. Joe Mont reports.
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Blog
Western Union settlement is a stern warning about AML compliance
If you need further proof of how costly failed AML and BSA compliance can be, writes Joe Mont, look no further than a the $586 million settlement Wester Union was just hit with.
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Blog
Goldman Sachs names global head of compliance
Goldman Sachs Group has appointed Sarah Smith as global head of compliance. She will assume the role from Alan Cohen, who is stepping down.
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Blog
CIT Group names chief compliance officer
CIT Group, a provider of commercial lending and leasing services, has appointed Paul Tufaro as chief compliance officer, effective immediately. He will report to Executive Vice President and Chief Risk Officer Robert Rowe.
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Blog
TBC Bank Group names chief risk officer
TBC Bank Group, together with its subsidiary JSC TBC Bank, has appointed David Chkonia to the management board of TBC Bank as chief risk officer and deputy CEO with immediate effect.
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Blog
KFWA names chief compliance officer
Klingenstein Fields Wealth Advisors, a wealth management firm with more than $3 billion in assets under management, has promoted Maria Chambers to chief compliance officer.
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Blog
True Health Diagnostics appoints new chief compliance officer
True Health Diagnostics, a health services company, has appointed Robert Rossi as senior vice president and chief compliance officer.
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Blog
DTCC appoints compliance chief
The Depository Trust & Clearing Corporation, a post-trade market infrastructure for the global financial services industry, has appointed Derek West as executive director and chief compliance officer for the firm’s European Global Trade Repository (GTR) business.
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Blog
NIST seeks comment on cyber-security framework update
A leading framework for addressing cyber-security is getting an update, and the National Institutes of Standards and Technology is looking for input. Tammy Whitehouse reports.
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Resource
The European Union’s General Data Protection Regulation e-Book
This e-book has what you need to know about how the EU’s privacy rules could impact your business operations.
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Blog
Sports Direct does it again
Keith Hallawell, chairman of embattled U.K. retailer Sports Direct, has said if he did not get the backing of independent investors, he would resign. He didn’t, and he hasn’t. Paul Hodgson reports.
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Blog
AICPA sets target to review revenue recognition issues
The AICPA is targeting the end of the first quarter to reach initial consensus to the last batch of a vast assortment of revenue recognition questions.
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Blog
China continues to be a source for FCPA violations
An astounding 16 corporate FCPA enforcement actions in 2016 were derived from China, leading The Man From FCPA Tom Fox to explore how to tackle business relationships with the complex country.
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Blog
Combatting fraud is ‘serious business’ at the SFO
DeAnn Orie looks at how companies can fall under the watchful eye of the Serious Fraud Office and what the agency is doing to keep on top of crime.
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Blog
Anything of value really means anything
Tom Fox explores recent cases that fall under the FCPA “anything of value” standard, including JPMorgan Chase, Rolls-Royce, VimpelCom, and Qualcomm.
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Article
Addressing third-party information security risks in 2017
The latest installment of the GRC Illustrated Series from Compliance Week and OCEG discusses ways to circumvent a cyber-breach via third-party risk management.
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Article
In stock options, accounting simplicity begets payroll complexity
If the payroll office is scrambling to change tax withholdings for folks holding stock options, simplification in the accounting office is the likely reason why. Tammy Whitehouse reports.
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Article
Churchill Mining loses $1.3bn fraud claim against Indonesian government
Neil Hodge explores the case of London-based Churchill Mining, which lost its compensation claim against the Indonesian government, after alleging its Indonesian business partner had forged documents. An international tribunal ruled against Churchill, citing inadequate due diligence and other unheeded red flags.
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Article
Compliance lessons from Trump’s business dilemmas
As Donald Trump moves into the White House, what can compliance officers and ethics advisers learn from his conflicts of interest? Joe Mont reports.
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Article
What regulation would look like under Mnuchin’s Treasury Department
Steven Mnuchin, President Trump’s nomination for Treasury secretary, shares his regulatory worldview … but what does it mean for compliance? Joe Mont reports.