All Compliance Week articles in Web Issue – Page 503
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Blog
SEC Historical Society names new executive director
The Securities and Exchange Commission Historical Society’s Board of Trustees has named Washington D.C. policy veteran Jane Cobb as its new executive director. She replaces the departing Carla Rosati, the Society's founding executive director.
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Software demo
Five ways ZenGRC helps compliance teams save time and boost compliance
Join Reciprocity’s Rob Ellis as he shows you how companies like Uber, Fastly, and ThousandEyes use ZenGRC to improve their compliance posture. This is a can’t-miss session for anyone managing a growing compliance practice or expecting an audit in the next year.
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Blog
Execs use audit insights to improve business, poll says
A Deloitte poll says C-suite executives and audit committee members use audit insights to improve business performance and operational processes.
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Resource
Accounting change charges head first into internal controls
Accounting and audit leaders can expect 2017 to be the year when monumental accounting change crashes head on with continued intensity around internal controls, and it could be an ugly collision for companies that are not adequately prepared. In this e-Book, produced by Compliance Week in cooperation with Workiva, we ...
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Blog
Trump nominates M&A expert for Justice Department
President Trump has found his M&A guru and announced his intention to nominate Makan Delrahim to the Department of Justice. If confirmed, he will serve as an assistant attorney general in the Anti-Trust Division.
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Blog
Burn, baby, burn: Executive Order torches Obama’s climate rules
President Donald J. Trump, through an Executive Order, has directed the Environmental Protection Agency to dismantle the Obama Administration’s controversial, anti-coal Clean Power Plan.
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Blog
Latest CFPB defense focuses on military families, veterans
The latest angle in the fight to preserve the Consumer Financial Protection Bureau: safeguarding military families and veterans.
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Blog
A bipartisan plea for economic growth ideas
Republican Mike Crapo and Democrat Sherrod Brown (D-Ohio) are working across party lines to solicit, from the public, legislative proposals for increasing economic growth.
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Blog
Hamilton Lane appoints chief compliance officer
Hamilton Lane, an alternative investment management firm, has appointed Frederick Shaw as chief compliance officer, effective April 1. The company also named Lydia Gavalis as general counsel.
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Blog
Internal audit increases uptake in data analytics
Internal auditors are developing at least a baseline capability in data analytics, with most departments using the high-tech tools or making plans to do so.
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Article
The international side of the Odebrecht case
The Odebrecht corruption case is already a thing of legend for its size and scope, but it might ultimately be better known for the improvement in international compliance it will encourage.
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Article
Clayton quizzed on potential role as SEC chairman
President Trump’s nominee to head the SEC, Jay Clayton, was grilled about conflicts, recusals, and his views on enforcement during a Senate Banking Committee hearing.
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Blog
Trump blacklists ‘blacklisting' rule for federal contractors
With an Executive Order this week, President Trump has made good on a promise to repeal the Obama Administration’s so-called “blacklisting rule” for federal contractors.
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Blog
Louis Berger appoints chief integrity officer
Louis Berger has named Adelle Elia as chief integrity officer, effective April 1. Elia’s predecessor, Tom Nicastro, is stepping down as Louis Berger’s chief compliance and ethics officer after 15 years of service with the company, seven years of which he spent leading the company’s compliance function to shape Louis ...
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Article
Has the time arrived for a corporate overhaul of ERM?
Corporate approaches to risk management are not keeping pace with the velocity and complexity of risk in today’s business environment. Is it time for an ERM refresh?
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Article
Reputational risk leading boards to focus on anti-corruption efforts
The 2017 Anti-Bribery and Corruption Benchmarking Report cites increasing board activity and awareness in response to increased regulatory expectations and reputational risk.
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Article
U.K. Banking Standards Board releases inaugural benchmark report
An inaugural report on the overall state of banking culture in the U.K. suggests a widespread respect of risk and compliance, but not so much for speaking up and accountability.
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Blog
IPC, Actiance collaborate to provide archival solution for financial services industry
IPC Systems, a provider of global communications solutions and software for the financial services industry, announced an agreement with Actiance, a communications compliance and archiving provider to leverage Actiance’s Alcatraz solution by offering IPC’s financial services customers a holistic archival solution across various digital communications.
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Blog
Accume Partners acquires Aporia Solutions
Accume Partners, a provider of audit, technology, compliance, enterprise risk, and cyber-security services principally to the banking and financial services industry, recently announced the acquisition of Aporia Solutions, a provider of technology and information system auditing and cyber-security services.
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Blog
Former OCC director of enforcement and compliance joins Buckley Sandler
Ellen Warwick, former director for enforcement and compliance for the Office of the Comptroller of the Currency (OCC), has joined international law firm Buckley Sandler as a senior counsel in the firm’s Washington, D.C. office.