All Compliance Week articles in Web Issue – Page 484
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Article
The Escobar decision, one year later
A year after the Supreme Court more closely defined materiality and implied consent in False Claims Act cases, compliance officers still have more questions than answers.
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Blog
Grenfell Tower offers grim reminder of third-party risk
Companies may need to audit how their products are used if they want to avoid being tainted by association with future disasters.
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Article
Evolving toward a modernized compliance program
The key to building a truly forward-facing compliance function is to make it proactive and predictive, visionary, and strategic. And none of that is particularly easy.
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Blog
SFO charges Barclays in Qatar capital-raising case
The Serious Fraud Office has charged Barclays and four individuals with conspiracy to commit fraud and the provision of unlawful financial assistance contrary to the Companies Act.
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Article
Uber’s boardroom can lead to a culture turnaround
A look at female board members in the technology industry and their continuing push against the silicon ceiling.
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Article
Is it always wrong to tell a lie?
Got a question for the Practical Ethicist? Please send your ethical dilemmas to practicalethicist@complianceweek.com.
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Blog
Compliance in the 21st Century: Welcome to ComTech
Automation and artificial intelligence stand to increase efficiency in compliance by a quantum leap. But human compliance officers still have a role to play … if they prepare for it now.
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Blog
To release or not to release inside information, that is the timing
The FCA Market Abuse Regulation is meant to deal with a wide range of possible market misconduct, but it does not synch cleanly with laws in other countries.
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Blog
Kimberly-Clark names general counsel
Kimberly-Clark has appointed Jeffrey Melucci as senior vice president and general counsel, effective Sept. 1, 2017. Melucci succeeds Tom Mielke, who will retire in early 2018 following a transition period.
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Article
In the final push to new revenue rules, some turn to manual solutions
Delays in preparing for new revenue recognition requirements are starting to pinch the IT timeline, forcing many companies to develop manual workarounds.
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Article
Treasury Dept. issues ambitious plan for regulatory deconstruction
Parallel to an ambitious bill to dismantle Dodd-Frank, the Treasury Department has plenty of its own ideas.
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Article
The U.K. Criminal Finances Act seeks to stamp out corporate tax evasion
The forthcoming Criminal Finances Bill would pose potentially limitless liability for any company in the United Kingdom that is connected to a host of tax evasion-related offenses. But will this legislation actually accomplish much of anything?
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Article
The balancing act of Wall Street and Main Street
While deregulation advocates do battle with investor activists, there may be ideological balance in capital formation ideas.
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Resource
Are You Ready For ISO 37001?
Title: Are You Ready For ISO 37001?Learn the facts about how ISO 37001 will integrate top-level leadership, training, bribery risk assessment, due diligence adequacy, financial and commercial controls, reporting, audit and investigation, all to keep your organization better protected from harm. Are you ready for ISO 37001?
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Blog
LockPath releases Keylight 4.7 with health and safety management solution
LockPath, a provider of GRC solutions, announced the availability of Keylight 4.7, now featuring the Health and Safety Manager application, a new addition to the Keylight Platform’s suite of applications designed to integrate risk management processes across the enterprise.
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Blog
Accuity, USL partnership helps banks in Nigeria with payment transaction screening
Accuity, a provider of financial crime compliance, payments and know-your-customer (KYC) solutions, has signed a new partnership agreement with Union Systems Limited, an information-technology company supporting advanced software for banks and financial institutions in Nigeria, Ghana, and Kenya. The new partnership will help banks based in Nigeria expand the scope ...
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Blog
Sailing, cycling, and compliance
A lesson from the America’s Cup Emirates Team New Zealand reveals that exploring past methods can improve your future compliance policies and ensure against possible Foreign Corrupt Practices Act violations.
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Blog
Your business is being sold; what is your compliance response?
Tom Fox takes a closer look at the continuing saga of the 1 MDB scandal involving the Malaysian sovereign wealth fund and the need to have robust corporate compliance around all parties.
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Blog
A new chapter in anti-corruption enforcement?
Jorge Luis Arzuaga, a former managing director at the Swiss bank Julius Baer, pled guilty to having arranged the transfers of more than $25 million in bribes for corrupt FIFA officials. This is the first guilty plea in the plethora of service provides who facilitated the massive corruption scandal engaged ...
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Blog
Bryn Mawr Trust appoints chief risk officer
Bryn Mawr Bank Corporation, a financial services company, has appointed Patrick Killeen as chief risk officer and senior vice president of BMT’s risk management division, effective as of June 5.