All Compliance Week articles in Web Issue – Page 480
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Blog
OCC report highlights evolving risks
The Office of the Comptroller of the Currency has released its latest assessment of the strategic, credit, operational, and compliance risks that are top and evolving concerns for the federal banking system.
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IMA's updated guidance tells accountants to be ethical
The Institute of Management Accountants has issued new guidance reminding members of the most basic behavior they should embrace. Be ethical.
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G20 to intensify fight against corruption
Leaders of the G20 met over the weekend to address major global economic challenges. On the agenda: a pledge to make their public administrations more resilient against corruption, ensuring that both companies and individual perpetrators are held to account.
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KYC Fundamentals Guide
Title: KYC Fundamentals GuideAn essential guide to getting to know your customer (KYC).
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Digital Identity Evaluation Guide
Title: Digital Identity Evaluation GuThis guide provides a framework that will help you think through your strategy with a focus on the functionality and technology that can help you achieve the right acquisition, risk and compliance balance.
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Best Practices for Mitigating Fraud in the Onboarding Process
Title: Best Practices for Mitigating IdentityMind created this Best Practice report for online lending executives looking for ways to integrate strong identity verification into the loan origination and customer onboarding process.
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Balancing Risk Management & The Mobile User Experience
Title: Balancing Risk Management & ThThis guide provides ideas on how to combat fraud while maintaining an inviting user experience.
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TSG names chief compliance officer
TSG Consumer Partners, a private equity firm focused exclusively on the branded consumer sector, has named Jessica Duran chief compliance officer.
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Home Capital Group names chief risk officer
Home Capital Group has named David Cluff as executive vice president, enterprise risk management and chief risk officer, effective immediately. He replaces Greg Parker, who has been named to the newly created role of executive vice president, strategy.
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World Bank sanctions CDM Smith
CDM Smith has been sanctioned by the World Bank for failing to disclose a sub-consulting agreement for a project in Vietnam.
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AICPA proposes valuation framework for financial instruments
The accounting profession is looking to raise the bar again on valuations that underpin financial statement assertions with a proposed new framework.
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Walter Shaub, Bitcoin, and IPOs
In case you missed it, Ethics Office Director Walter Shaub resigned after differences in opinion with the administration, bitcoin offers evaders new tax havens after the Panama Papers leak, and IPO regulations are taking the spotlight in this week's rundown of compliance news from around the web.
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Distilling lessons from the FCPA Pilot Program
A year after the DoJ launched its FCPA pilot program, companies are gaining much-valued insight on how to self-disclose and cooperate with the Criminal Division’s Fraud Section.
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New leadership, similar enforcement agenda
Amid plenty of public turmoil in the Trump administration’s early days, the enforcement agendas of both the DoJ and the SEC remain fundamentally unchanged.
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Blog
AICPA issues more revenue recognition guide drafts
Companies adopting new revenue rules have yet more guidance to consider as the AICPA releases four more working drafts for its evolving revenue recognition guide.
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Government takes break from trying to kill fiduciary rule to defend it
The Labor Department has found itself in the awkward position of defending the controversial “fiduciary rule” in court while a series of repeal-minded efforts are underway.
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K2 Intelligence's AgileTechnologies builds tailored compliance technology solutions
K2 Intelligence recently announced the launch of AgileTechnologies, an in-house technology lab that builds tailored compliance and investigative technology solutions to meet the complexities of a wide range of client engagements.
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SEC, CFTC make their pitch for boosted budgets
As new and emerging technology alters the risk landscape, increased budgets for the SEC and CFTC will help them fight fire with fire, agency heads said at a recent budget hearing.
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Article
Uncontrolled text messaging exposes your company to massive risk
Texting isn’t just dangerous while driving; unless you archive your company’s SMS/text message traffic, you risk substantial legal, reputational, and regulatory risk.
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Blog
Why Hui Chen left the Justice Department
Hui Chen, a full-time compliance counsel expert for the Justice Department, has left her government post, criticizing President Trump on her way out the door.