All Compliance Week articles in Web Issue – Page 48
-
Blog
Adriatic Metals appoints first sustainability chief
U.K.-based Adriatic Metals announced the appointment of Alex Budden to the newly created role of chief sustainability officer.
-
Blog
Personal Care Products Council appoints general counsel
Trade association the Personal Care Products Council announced Emily Manoso’s appointment as executive vice president, legal and regulatory affairs and general counsel.
-
Blog
N.C. Department of Insurance promotes general counsel to operating chief
North Carolina Department of Insurance has promoted General Counsel A. John Hoomani to chief operating officer.
-
Blog
Greenbrier announces legal, compliance chief
Transportation manufacturing and freight services provider Greenbrier appointed Christian Lucky as senior vice president, chief legal and compliance officer.
-
Blog
Lincoln Peak Capital adds chief compliance officer
Investment firm Lincoln Peak Capital announced Austin McClintock joined as chief compliance officer.
-
Premium
Deepfakes: A silent threat to digital integrity and AML efforts
Deepfakes have emerged in the digital world as a silent pandemic threatening not only our digital integrity but becoming a major risk to anti-money laundering efforts.
-
News Brief
SAP to pay $220M in FCPA settlements
German-based software company SAP agreed to pay more than $220 million as part of resolutions with authorities in the United States and South Africa regarding alleged violations of the Foreign Corrupt Practices Act.
-
News Brief
FinCEN analysis: Most common identity-related suspicious activities
Fraud remains the leading form of identity-related suspicious activity cited in Bank Secrecy Act reports by a large margin, while technologies enable greater overall risks around exploitation, according to new research from the Financial Crimes Enforcement Network.
-
Blog
B&R Auto recruits Leeds West GC as chief administrative officer
Recycled automotive parts company B&R Auto announced the hire of Leeds West Groups Senior Vice President and General Counsel Lance Goeddel as chief administrative officer.
-
Blog
Cresta appoints general counsel, chief compliance officer
Private equity firm Cresta Fund Management announced the promotion of Julie Westbrook to general counsel and chief compliance officer.
-
Blog
Remington Hospitality welcomes new legal chief
Hospitality management company Remington Hospitality announced the appointment of Shazmah Hakim as chief legal officer.
-
Blog
State Street adds general counsel from Barclays
Financial services provider State Street Corp. announced it appointed Mark Shelton to executive vice president and general counsel.
-
Blog
L.A. Care appoints chief compliance officer
L.A. Care Health Plan announced Todd Gower was appointed its new chief compliance officer.
-
Blog
IFX Payments announces chief compliance officer
U.K.-based financial technology company IFX Payments announced Sara Cass is joining the business as its new chief compliance officer.
-
News Brief
FTC bans Outlogic from selling sensitive location data in landmark action
Data broker Outlogic will be subject to the Federal Trade Commission’s first ban on the use, sale, or disclosure of sensitive location data as part of a proposed order announced by the agency.
-
Premium
CPPA preview: Cybersecurity audit regs nearing formal proposal
Companies with business in California could face tough new cybersecurity mandates under draft regulations that could be headed for formal rulemaking as soon as Friday.
-
News Brief
FINRA report: Exam trends on off-channel comms, crypto, cybersecurity
A new report from the Financial Industry Regulatory Authority provides observations from examiners on emerging issues affecting the industry, including surveilling potential use of off-channel communications by employees, crypto-asset developments, cybersecurity trends, and more.
-
News Brief
Report: Canada’s FINTRAC to increase reliance on AI
Canada’s financial intelligence agency aims to increase its use of artificial intelligence technology to improve its capabilities to analyze data and detect suspicious activity, according to an agency official.
-
Webcast
CPE Webcast: If it’s not auditable, is it real?
Learn the importance of creating a unified environment to keep up with compliance regulations and how critical having a central source of information is for compliance professionals.
-
Blog
Moss Adams names general counsel an executive director
Accounting and consultancy firm Moss Adams announced the appointment of General Counsel Sharon Glenn as an executive director.