All Compliance Week articles in Web Issue – Page 474
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Blog
Seaworld Entertainment names chief accounting officer
SeaWorld Entertainment, a theme park and entertainment company, has appointed Elizabeth Gulacsy as chief accounting officer.
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Blog
Investment Management Director David Grim to Leave SEC
David Grim, director of the Division of Investment Management at the Securities and Exchange Commission, will leave the agency in September after more than 20 years of public service.
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Blog
MetroHealth hires first chief ethics and compliance officer
The MetroHealth System has appointed Cheryl Forino Wahl as its first senior vice president and chief ethics and compliance officer, effective as of July 10. She reports to Chief Executive Officer Akram Boutros.
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Blog
Compliance includes anti-trust compliance
While the United States banks on anti-trust training, in other parts of the world—such as Germany—there is not such a strong prohibition against competitors’ collaboration. Reports, however, indicate that may be changing.
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Blog
Solitude as a leadership skill
A new book by Raymond Kethledge and Michael Erwin encourages leaders to take back a sense of control over their operations. While it is not always possible to unplug in today’s connected world, writes the Man From FCPA, taking some time to unwind and simply think can be a valuable ...
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Blog
VW enters a new penalty phase
A significant source of funding or loan guarantees for VW may have become impaired, making the emissions-testing scandal and the attendant penalty phase potentially even more damaging for the automaker.
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Blog
SEC may relieve certain entities from revenue, lease adoption dates
Big 4 firms say the SEC won’t object if certain “public business entities” adopt new revenue and leasing rules under private company effective dates.
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Blog
Exchanges say ‘no’ to non-voting shares
In response to pressure from investor advocates, exchanges are pushing soon-to-be public companies away from multi-class IPOs that reduce, if not eliminate, shareholder control with non-voting shares.
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Blog
Jay-Z, CBA, and Jazzercise
This week a woman embezzles nearly $1m from a Jazzercise company, nepotism strikes Pakistan, and the CBA may have helped launder money.
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Fed wants to reassess bank board responsibilities, institutional ratings
The Board of Governors of the Federal Reserve has announced proposals to streamline post-financial crisis regulatory burdens imposed on directors at banks and reassess how ratings are issued.
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Blog
Pacific Drilling names new chief accounting officer
Pacific Drilling has promoted Richard Tatum, currently vice president and controller, to serve as senior vice president and chief accounting officer.
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Blog
Waters’ bill seeks to improve SEC waiver process
Congresswoman Maxine Waters has introduced a bill intended to ensure a fair and public process for waiving automatic disqualification provisions. The issue of waivers is a longstanding one for the Commission.
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Blog
Bipartisan bill targets human trafficking, critics fear for online free speech
The Senate is debating bipartisan legislation intended to protect women and young girls from modern-day slavery. The plan has some concerned about online freedom of speech.
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War over CFPB escalates with legal threats and arbitration demands
While complaints about the CFPB’s recent rule banning the use of mandatory arbitration clauses pile up, Director Richard Cordray is also facing additional challenges to his authority.
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Blog
OCC cracks open Volcker rule, seeks public comment
The latest effort to revise the Dodd-Frank Act’s Volcker rule is a public comment period, orchestrated by The Office of the Comptroller of the Currency, that may lead to a multi-agency Notice of Proposed Rulemaking.
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Blog
Newest poll gives more evidence of heartburn over leasing
Half way from publication to adoption of new lease accounting rules, C-suite executives are worried about whether implementation will get done on time.
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Blog
How Hui Chen prompted an evolution in compliance at the DoJ
Hui Chen’s time as compliance counsel at the DoJ’s Fraud Section was short and eventful and did a lot to move the needle on how the DoJ views corporate compliance programs.
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Article
Companies clearly favor modified adoption of revenue rule
Investors would like to see full historic numbers under the new revenue rules, but companies clearly are planning to give them less. How will they bridge the gap?
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Article
Biometrics, cash, and the end of money laundering as we know it?
As the technology to facilitate cashless transactions becomes more widespread, it can play an important role in know-your-customer and anti-money laundering efforts.
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Article
Keys to a better whistleblower program
Organisations with robust speak-up programs can address compliance problems pre-emptively, but building such programs can be tricky. Here are 12 tips how.