All Compliance Week articles in Web Issue – Page 418
-
Resource
CRI Group Granted First Ever ISO 37001:2016 Anti-Bribery Management Accreditation by Dubai Accreditation Department (DAC)
Corporate Research and Investigations LLC “CRI Group” has been granted accreditation by the Dubai Accreditation Department (DAC) as an ISO 37001:2016 Anti-Bribery Management System Certification and Conformity Assessment Body.
-
Blog
Former EY partner wins appeal of PCAOB disciplinary action
An appeals court has thrown out a PCAOB disciplinary finding against a former EY audit partner that was reviewed and supported by the SEC.
-
Article
Internal auditors hear call to innovate, take up technology
The newest intelligence is calling on audit leaders to embrace their new normal—that nothing is normal—and innovate with technology to face it.
-
Blog
Be careful what you wish for, Corporate America
Businesses might soon regret the Supreme Court’s pro-business Somers decision, which impacts the Dodd-Frank Act anti-retaliation whistleblower provision.
-
Blog
New study shows low levels of comprehensive ERM
Formalized, comprehensive approaches to ERM are not terribly baked into corporate practices, according to a recent study by the accounting profession.
-
Article
Compliance officers give ethics training movies two thumbs up
Ethics and compliance officers are taking cues from Hollywood, creating training movies that capture the heart, engage the mind, and keep the attention of employees.
-
Article
Extracting compliance lessons from U.K. bribery cases
Recent case law shows that when it comes to the U.K. Bribery Act, no company is considered out of reach, or not worth prosecuting, if there is a message to be sent.
-
Article
Even as regulations vaporize, corporate governance takes hold globally
A new report says the lure of cross-border investors is doing as much to demand corporate best practices as government rule regimes.
-
Article
Years later, deadly airbag recalls still prove a lofty challenge
At a recent Senate hearing, government representatives and automakers lamented the challenge of purging Takata airbags from the automotive supply chain.
-
Article
India’s garment industry put through the wringer
A recent report illustrating substantial environmental issues in India’s garment industry offers a roadmap all companies could benefit from when monitoring and auditing supply chains.
-
Blog
New guidelines issued to help EU companies prepare for GDPR
Two months before the EU's General Data Protection Regulation takes effect, the European Data Protection Supervisor has published two new sets of guidelines, providing advice to the EU institutions on how to adapt to this new chapter in EU data protection.
-
Blog
SFO recovers £4.4m from corrupt diplomats in ‘Chad Oil’ share deal
The Serious Fraud Office announced that it is set to recover millions lost in a corruption case concerning bribes that Griffiths Energy paid to Chadian diplomats in the United States and Canada.
-
Blog
CCO reporting to a board
A look at some best practices for chief compliance officers to follow when reporting to the board of directors.
-
Blog
Kinross and internal controls
There are some important lessons that can be garnered by CCOs when examining recent FCPA internal control violations made by Canadian gold and silver mining company Kinross.
-
Blog
The continuous improvement cycle in compliance
There are two basic tools in the continuous improvement cycle for any best practices compliance program, auditing and monitoring. The Man From FCPA illustrates how to effectively accomplish both within your program.
-
Blog
Univision Communications appoints chief accounting officer
Univision Communications, a multimedia company serving Hispanic America, has promoted Matthew Drucker to EVP, chief accounting officer and corporate controller, effective immediately.
-
Blog
Bluegreen Vacations names chief legal and compliance officer
Bluegreen Vacations, a vacation ownership company, has named Jorge de la Osa as executive vice president, chief legal and compliance officer.
-
Blog
State Street appoints chief accounting officer
State Street Corporation has appointed Ian Appleyard as executive vice president, global controller, and chief accounting officer, effective May 9, 2018.
-
Resource
Creating a Centralized Compliance System
Download this white paper to learn best practices for implementing an enterprisewide compliance system.
-
Blog
UBS to pay $230M arising from conduct leading up to financial crisis
UBS has reached a $230M settlement with the Justice Dept. in connection with the packaging, marketing, sale, and issuance of residential mortgage-backed securities to investors leading up to the financial crisis.