All Compliance Week articles in Web Issue – Page 353
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Blog
Danske Bank provides update on AML probe in France
Danske Bank said it might again become subject to a formal investigation in France, instead of being an assisted witness, in connection with an ongoing investigation into organised money laundering of tax evasion proceeds.
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Blog
Abeona Therapeutics names chief accounting officer
Abeona Therapeutics, a clinical-stage biopharmaceutical company, has named Edward Carr as chief accounting officer.
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Blog
Alliant names new general counsel and corporate secretary
Alliant Insurance Services, an independent insurance brokerage firm, has named long-time in-house counsel Jennifer Baumann as general counsel and corporate secretary.
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Blog
New U.K. government taskforce to tackle economic crime
The Home Secretary and Chancellor will jointly chair a new government taskforce, the Economic Crime Strategic Board, to work with senior figures from the U.K. financial sector to tackle economic crime, the U.K. government announced on 14 January.
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Blog
Fiat Chrysler to pay $305M civil penalty in emissions-cheating case
Fiat Chrysler will pay a civil penalty of $305 million to settle claims of cheating emission tests and failing to disclose unlawful defeat devices, the Department of Justice announced on Jan. 10.
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ArticleAmple fallout from May’s Brexit vote defeat
British regulators and Members of Parliament had some serious comments and concerns after Tuesday’s 432-to-202 vote against U.K. Prime Minister Theresa May’s Brexit plan.
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Blog
May’s Brexit plan suffers historic defeat
With one of the most devastating losses in the history of British politics, Prime Minister Theresa May was handed a rebuke of her proposed Brexit framework for the future relationship between the European Union and the United Kingdom.
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Whistleblower
A corporate whistleblower is one who reports “wrongdoing” or “blows the whistle” either internally to management or externally to appropriate regulators. Resources Enforcement Action Blog SEC awards $4M to overseas whistleblowerJaclyn Jaeger | September 25, 2018The Securities and Exchange Commission has awarded nearly $4 million to an overseas ...
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Washington Watch
Washington Watch is a weekly e-mail roundup of the biggest compliance news and analysis involving U.S. federal regulatory change. Areas of particular interest include the Department of the Treasury, the Department of Labor, the Department of Justice, the Securities and Exchange Commission, and those already targeted for regulatory rollback, such ...
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Thank You
It was great seeing you at the ECI Conference in Texas this week!As a thank you for taking the time to speak with us, we've set you up with a complimentary 10-day trial to Compliance Week. After you log in to My CW, explore all the benefits of being a ...
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Thank You
It was great seeing you at the SCCE Conference in Las Vegas this week!As a thank you for taking the time to speak with us, we've set you up with a complimentary 10-day trial to Compliance Week. After you log in to My CW, explore all the benefits of being ...
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Top Minds
Each year, Compliance Week highlights the best and brightest in the governance, risk, ethics, and compliance profession with the Top Minds award. Recipients participate in in-depth interviews with fellow leaders of the GRC community.Nominations closed Jan. 31, 2017 and winners will be announced at Compliance Week 2017, the premier annual ...
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Microsites
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Risk Management
FAQsResources What is risk management?Risk management is the identification, assessment, prioritization and mitigation of the impact that uncertainty can place upon an organization. Risk management often is used to help an organization determine its risk appetite—how much risk the organization is willing to assume in order to achieve ...
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Open House
Access Granted: Open HouseDid you like what you saw? Save $211 when you subscribe for $988* with discount code OH1018. Contact Elizabeth Sucher for more information or rates on corporate packages.*Offer valid only for new subscribers.We're more than a magazine avatar.png desktop-icon.png agenda_icon.png Create a My CW ...
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Glossary
Anti-Money LaunderingArtificial IntelligenceBusiness EthicsCorporate GovernanceThe Dodd-Frank Wall Street Reform and Consumer Protection ActForeign Account Tax Compliance Act (FATCA)General Data Protection Regulation (GDPR)Internal ControlsPayment Card Industry Data Security Standard (PCI DSS)Risk ManagementThe Securities & Exchange Commission (SEC)
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GDPR
FAQsResources What is GDPR?The General Data Protection Regulation (GDPR) (Regulation (EU) 2016/679) is a regulation by which the European Parliament, the Council of the European Union and the European Commission intend to strengthen and unify data protection for all individuals within the European Union (EU). The primary objective ...
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Flash Sale
Powerful speakers, actionable contentThis year’s conference agenda is more compelling than ever, headlined with an impressive keynote lineup. And now there’s one more reason to attend: Register by April 13 with discount code CW18FLASH and save $400. Register now button 2016.png Rod J. RosensteinDeputy Attorney GeneralU.S. DEPARTMENT OF ...
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Corporate Governance
FAQsResources What is corporate governance?Corporate governance is the framework of rules, policies, and procedures by which determines a corporation’s overall direction and performance. It typically takes into account the corporation’s various financial legal, regulatory, institutional, and ethical responsibilities to its various stakeholders.Who oversees corporate governance? The board of directors ...
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Internal Controls
FAQsResources What are internal controls?In 1992, the Committee of Sponsoring Organizations of the Treadway Commission (COSO) published a report called The Internal Control Integrated Framework, also known simply as the COSO Report, or as the COSO Framework. It has become a widely accepted definition of internal control as: “a ...