All Compliance Week articles in Web Issue – Page 350
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Article
An inside look at False Claims Act enforcement
Deputy Associate Attorney General Stephen Cox in remarks this week offered some key insight into the Department of Justice’s enforcement principles, policies, and perspectives that guide its False Claims Act enforcement.
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Blog
Little external audit improvement post-Carillion collapse
Only half of U.K. company secretaries feel that the level of service their organisations get from their external auditor has improved in the wake of the Carillion crisis and other corporate governance scandals.
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Blog
U.K.’s top ethical lapses in 2018
The Institute of Business Ethics has recorded which industries had the most negative news coverage in the past year.
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Blog
IOSCO report gives marching orders to audit committees
Securities regulators globally have banded together to call on audit committees to take a fresh look at their role in promoting and supporting quality audits.
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Blog
Grant Thornton forms audit quality advisory panel
Grant Thornton is joining the Big 4 in appointing more leadership to its firm governance to drive more focus on audit quality.
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Blog
Rubio introduces new, FTC-focused data privacy legislation
Sen. Marco Rubio (R-Fla.) is the latest legislator to move forward with a bill to establish a national consumer data privacy law. His proposed American Data Dissemination (ADD) Act, uses the Privacy Act of 1974 as its framework.
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Blog
Warren wants worker protections amid Sears bankruptcy
Sen. Elizabeth Warren (D-Mass.) has sent a letter to Eddie Lampert, chairman of Sears Holdings, asking him for “a long-term plan to protect workers” as the legendary retailer faces bankruptcy proceedings.
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Resource
Microlearning: The New Standard For Compliance Programs
Traditional compliance training methods are no longer effective at reaching today’s employees.
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Blog
General Electric reaches $1.5B ‘agreement in principle’ with DOJ
General Electric has reached “an agreement in principle” with the Department of Justice, with GE to pay a civil penalty of $1.5 billion concerning its now-defunct WMC mortgage business, the company announced in an earnings report today.
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Blog
Humana names general counsel
Health insurance company Humana has named Joseph Ventura as general counsel and Douglas Stoss as interim lead for Humana’s Office of Corporate Affairs . Both will report to Humana President and CEO Bruce Broussard and serve as members of the company’s management team.
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Software demo
DataRails - Spreadsheet Management Solution
As a financial expert, you know full well that data integrity is essential. A single mistake has the potential to harm your company’s reputation, revenue, and business insights.
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Blog
Opus launches new KYC solution
Global compliance and risk management solutions provider Opus announced the launch its new know your customer (KYC) workflow automation and risk intelligence solution.
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Blog
New Deloitte solution aids privacy management
Deloitte recently launched a workflow management platform designed to help clients manage information requests and data privacy.
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Blog
SEC settles with 4 companies over prolonged control lapses
Apparently thumbing their noses at internal control requirements, four public companies have now settled charges with the SEC over prolonged failures to maintain ICFR.
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Software demo
Expense Compliance Software – Resolvr (avoid $30M Fines & enjoy more profit)
Resolvr is an expense allocation, invoice management, and compliance tool with dynamic expense apportionment.
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Blog
House passes bills targeting insider trading, human trafficking
The House of Representatives has passed three bipartisan bills, previously advanced by the House Financial Services Committee, that aim to curb insider trading and human trafficking.
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Blog
Podcast: Compliance with new Opportunity Tax Zones rules
Qualified Opportunity Zones were created by tax reform legislation to incentivize investments in economically distressed communities. In this podcast, we discuss their complexities with Mayer Greenberg and Kevin Matz, tax experts and partners at Stroock & Stroock & Lavan.
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Blog
Churchill Mortgage appoints chief compliance officer
Churchill Mortgage, a privately owned company that provides residential mortgages, has named Liliana Nigrelli as chief compliance officer.
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Blog
U.S. Treasury sanctions Petroleos de Venezuela
The Department of the Treasury’s Office of Foreign Assets Control has designated Venezuelan state-owned oil company Petroleos de Venezuela under Executive Order 13850 for operating in the oil sector of the Venezuelan economy.
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Blog
World Bank debars Odebrecht subsidiary
The World Bank has imposed a three-year debarment on Brazil-based construction and engineering company Construtora Norberto Odebrecht for fraudulent and collusive practices during its participation in the World Bank-financed Río Bogotá Environmental Recuperation and Flood Control Project in Colombia.