All Compliance Week articles in Web Issue – Page 329
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Article
FASB revises CECL to resolve dual measurement glitch
FASB has finalized a small change to CECL to help companies that were facing a conundrum based on a fair-value election elsewhere in GAAP.
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Article
U.S. could ban all Huawei products
New moves from the Commerce Department suggest a full domestic ban on products from the Chinese telecom giant Huawei are forthcoming.
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Panasonic names chief compliance officer
Panasonic Corp. of North America announced the appointment of Louis Sapirman to the position of chief compliance officer.
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Article
Fenergo, Refinitiv partner on client onboarding
Fenergo, a supplier of client lifecycle management (CLM) software solutions, has partnered with financial data provider Refinitiv to enable customers to more efficiently identify risk.
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Article
FTI Consulting, Relativity partner on compliance monitoring
FTI Consulting’s Technology segment has joined the Relativity Trace partner program and will offer compliance monitoring services by leveraging the Trace application.
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informed360, Red Flag Reporting announce partnership
Ethics and compliance management software company informed360 has partnered with Red Flag Reporting, a provider of hotline and case management solutions, to combine services.
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Article
European Commission fines five banks €1B over foreign exchange cartel
In two separate settlements, the European Commission fined five banking giants for colluding in the trade of significant sums of foreign currency.
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Resource
Environmental, social & governance demands take center stage
Over the last several years, an increasing number of institutional investors, ratings agencies, and other stakeholders have turned up the heat on companies to disclose their environmental, social, and governance (ESG) initiatives.
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Resource
Inside Conflict of Interest: Interview with an Industry Leader
Osprey Compliance Software is proud to bring you this inside insight interview with Roy Snell. As the ex-CEO of major compliance organizations SCCE and HCCA, Roy is a well established expert in the compliance industry.
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Article
SEC approves ‘long-term’ stock exchange
The SEC has approved a new national securities exchange committed to long-term investing.
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Article
The compliance side of Argentina’s ‘notebook’ scandal
Given the heightened risks associated with Argentina’s “notebook” scandal, compliance officers might want to enhance their due diligence efforts in the country.
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Article
OCIE’s Driscoll on importance of CCOs
Peter Driscoll, director of the SEC’s Office of Compliance Inspections and Examinations, recently spoke on the role of compliance officers in protecting retail investors.
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Article
California groups sue CFPB for shirking Dodd-Frank data collections
Two advocacy groups are suing the Trump administration and CFPB for failing to disclose data on lending to women-owned, minority-owned, and small businesses.
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Article
Advance Auto Parts names chief accounting officer
Advance Auto Parts has appointed Andrew Page as controller and chief accounting officer.
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Article
Booking Holdings appoints chief accounting officer and controller
Booking Holdings, a provider of online travel services, has appointed Sue D’Emic as chief accounting officer and controller.
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LogistiCare appoints chief compliance officer
The Providence Service Corporation and LogistiCare, a non-emergency medical transportation broker, has appointed Julie Correll as chief compliance officer.
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Article
HarbourVest Partners appoints chief compliance officer
HarbourVest Partners, a global private markets asset manager, has appointed William Royer as a managing director. He also will become chief compliance officer in early June.
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Article
Baker Hughes names new chief compliance officer
Oil field services company Baker Hughes has appointed Kara Gordon as chief compliance officer and deputy general counsel.
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Article
How to determine when enhanced due diligence is warranted
It can cost time and money and could even drown a deal. So when do the challenges and costs associated with this step outweigh the risks of not doing it?
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Article
Poll shows room for improvement on training third parties
Results from the Compliance Week and Refinitiv survey revealed some surprising facts about companies’ third-party training; based on those results, the following article offers suggestions for how to enhance the process.