All Compliance Week articles in Web Issue – Page 15
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News Brief
DOJ orders Evoqua to pay $8.5M over admitted securities fraud
Evoqua Water Technologies agreed to pay $8.5 million as part of a nonprosecution agreement with the Department of Justice to settle admitted criminal charges related to fraudulent revenue recognition.
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News Brief
UFLPA Entity List nearly doubles with textile industry sweep
The Department of Homeland Security announced its largest batch of additions to the list of companies blocked under the Uyghur Forced Labor Prevention Act in the form of a sweep of the Chinese textile industry.
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Blog
CoAdvantage adds chief legal officer
Human resource solutions provider CoAdvantage announced Nicholas Kapiotis was named chief legal officer.
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Blog
First Tech Federal Credit Union names general counsel
First Tech Federal Credit Union announced that Holly McHugh will be its general counsel.
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Blog
Benson Hill names general counsel
Agriculture technology company Benson Hill named Dan Cosgrove as chief administrative officer and general counsel.
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Blog
Montana Technologies appoints legal chief
Climate technology product manufacturer Montana Technologies announced it appointed Chad MacDonald as chief legal officer.
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Blog
IBM appoints chief sustainability officer
Technology giant IBM appointed Christina Shin as chief sustainability officer.
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Blog
Eli Lilly announces chief ethics and compliance officer retirement
Pharmaceuticals giant Eli Lilly and Company announced Alonzo Weems, executive vice president of enterprise risk management and chief ethics and compliance officer, will retire after 27 years of service with the company.
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Blog
Linkbancorp appoints chief risk officer
Linkbancorp announced the appointment of Catherine Eisel as chief risk officer of the company and its banking subsidiary, LinkBank.
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Opinion
FDIC culture scandal begs question: Why don’t regs have CCOs?
Regulators and government agencies often speak to the value of empowered corporate compliance programs to advancing their mission. Why not practice what they preach by empowering compliance among their own ranks?
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News Brief
Treasury details oligarch-tied Russia sanctions evasion scheme
Three Russia-based companies and an individual were designated by the U.S. Treasury Department for trying to recapture more than $1.5 billion in frozen shares owned by a previously sanctioned Russian oligarch using a complex evasion scheme.
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Opinion
Binance CEO got 4 months in prison. FTX’s got 25 years. Was compliance the difference?
Why the wild disparity in the sentences of Binance’s Changpeng Zhao and FTX’s Sam Bankman-Fried? Aaron Nicodemus argues the performance of the compliance teams at the two cryptocurrency exchanges was as big a contrast as the penalties earned by their respective founders.
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Premium
SEC chief accountant calls out audit leadership culture
Staff at the Securities and Exchange Commission have observed instances of audit firms setting poor examples for junior-level employees by failing to properly discipline senior leaders found to have breached ethical standards, according to Chief Accountant Paul Munter.
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News Brief
DOJ notifies Boeing of DPA breach related to 737 MAX safety
The Department of Justice notified aerospace giant Boeing it breached its 2021 deferred prosecution agreement that required compliance commitments following high-profile crashes of its 737 MAX airplane.
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News Brief
Canadian parliament adds to TD Bank AML scrutiny
Canadian lawmakers will come together to discuss TD Bank’s reported failure to prevent drug traffickers from laundering proceeds of fentanyl sales on its platform.
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Blog
Infinitum appoints general counsel
Infinitum, creator of the sustainable air-core motor, announced the appointment of Meredith Waters as general counsel.
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Blog
National Tax Lien Association names general counsel
Nonprofit organization the National Tax Lien Association announced the appointment of Austin Barnes III as general counsel.
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Blog
Entravision announces general counsel
Media company Entravision Communications Corp. announced Jeff DeMartino was promoted from deputy general counsel to general counsel and secretary.
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Blog
Slice names ex-Kotak risk chief as chief risk adviser
India-based consumer payments and lending company Slice announced the appointment of Arvind Kathpalia, president and group chief risk officer at Kotak Mahindra Bank, as chief risk adviser.
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Blog
Hormel Foods announces general counsel
Food processing giant Hormel Foods Corp. announced Colleen Batcheler was appointed senior vice president, external affairs and general counsel.