All Compliance Week articles in Web Issue – Page 1460
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News BriefSEC awards $37M to whistleblower who was retaliated against by supervisors
The Securities and Exchange Commission announced its second $37 million whistleblower award in as many weeks with four claimants vying for the payout, but only one reaping the benefits.
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PremiumTreasury official slams Florida ‘anti-woke’ law for ‘undermining’ BSA compliance
Brian Nelson, Treasury Department under secretary for terrorism and financial intelligence, warned in a letter that Florida’s “anti-woke” banking bill may “materially undermine” financial institutions’ compliance with federal AML/CFT laws and U.S. sanctions.
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News BriefOSHA orders Maersk to pay $707K over suspending, firing whistleblower
Global shipping giant Maersk Line Limited agreed to pay more than $707,000 and reinstate a seaman who was terminated after he alerted a federal regulatory agency about alleged safety violations, the U.S. Department of Labor’s Occupational Safety and Health Administration said.
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Blog
GHD welcomes chief legal officer
Global professional services company GHD has named May Lin Chew as chief legal officer, effective Aug. 19.
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ARI announces general counsel
Travel retailer ARI announced the appointment of Laura Lee O’Driscoll as general counsel.
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ChromaDex appoints general counsel
Dietary supplement and food ingredient company ChromaDex announced the appointment of Carlos Lopez as senior vice president and general counsel.
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FalconPoint Partners names CFO, CCO
FalconPoint Partners announced the appointment of Vijay Maharaj as chief financial officer and chief compliance officer.
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GuideOne Insurance names risk chief
GuideOne Insurance Company announced that Troy Spoonemore has been promoted to chief underwriting and risk officer.
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PharmaEssentia appoints legal head
PharmaEssentia USA announced the appointment of Beth Krewson as head of legal.
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SUU names general counsel
Southern Utah University named Lucia Maloy as the institution’s new general counsel.
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Brex announces chief compliance officer
Brex, an artificial intelligence-powered spend platform, announced that Sibongile Ngako has joined the company as chief compliance officer.
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StarHub appoints general counsel
Communications, entertainment and digital services provider StarHub announced the appointment of Audra Balasingam as general counsel and company secretary.
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CPP Investments announces risk chief
Canada Pension Plan Investment announced that Priti Singh is appointed as senior managing director and chief risk officer.
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Flix North America appoints general counsel
Flix North America announced the appointment of James Bristow as general counsel, effective Aug. 1.
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Ingevity names general counsel
Chemical manufacturing company Ingevity Corporation announced the appointment of Ryan Fisher as senior vice president, general counsel and secretary.
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AGBO announces chief legal officer
Media company AGBO announced that Lesley Freeman will join the company as chief legal officer.
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Lam Research names legal chief
Lam Research, a global supplier of innovative wafer fabrication equipment and services to the semiconductor industry, announced that Ava Harter has joined its executive leadership team as senior vice president and chief legal officer.
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Stax Payments appoints risk chief
Stax Payments appointed Valentin Neiconi as chief risk officer.
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NCHC announces compliance officer, risk manager
North Central Health Care announced the appointment of Thomas Onan as compliance officer and risk manager.
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News BriefWestern International Securities to pay $1.5M over repeated supervision failures
The Financial Industry Regulatory Authority ordered Western International Securities to pay $1.5 million for failing to implement a supervisory system to detect and respond to excessive trading, the firm’s fifth consent order with the regulator since 2019.