All Compliance Week articles in Web Issue – Page 1433
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PremiumCW2024 keynote tackles fundamentals of fraud detection
“If you want to start to know who’s lying to you, all you got to do is pay attention differently,” advised body language expert Traci Brown during her opening keynote at Compliance Week’s 2024 National Conference.
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News BriefEbix: SEC probe into short seller claims closed
Ebix announced the Securities and Exchange Commission closed an investigation into allegations against the software company’s accounting practices raised in a short seller report.
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Blog
NewtekOne hires chief risk officer
Financial holding company NewtekOne announced it hired Taylor Quinn as senior vice president, chief risk officer for NewtekOne and Newtek Bank, N.A.
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Blog
Mercy names new legal chief
Healthcare system Mercy named Jennifer Brown chief legal officer and senior vice president.
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Blog
Olympus Corporation of the Americas announces general counsel
Optical technology manufacturer Olympus Corporation of the Americas announced David Gomez was promoted to corporate general counsel.
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Blog
Standard Insurance Company names chief risk officer
Standard Insurance Company announced Lauren Canfield, assistant vice president and actuary in actuarial transformation, will become vice president, corporate actuary and chief risk officer.
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Blog
Gamida Cell chief compliance officer to depart
Cell therapy company Gamida Cell announced General Counsel and Chief Compliance Officer Josh Patterson will depart the company.
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PremiumAI expert at CW2024: Why AI needs compliance
If there was one takeaway Diana Kelley offered during her keynote address at Compliance Week’s 2024 National Conference, it was that artificial intelligence tools—especially generative AI—need compliance.
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PremiumEx-Albemarle CCO shares drivers behind data analytics success at CW2024
Former Albemarle CCO Andrew McBride explained at Compliance Week’s 2024 National Conference how he led the company’s compliance department to remediate the issues that led to apparent FCPA violations and how the team used data analytics to assess risks and implement compliance solutions.
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News BriefCFTC lauds Australian swap dealer’s cooperation in $500K enforcement
The Commodity Futures Trading Commission ordered an Australian swap dealer to pay $500,000 over admitted supervision failures related to a deficient spoofing surveillance tool.
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News BriefSenvest latest rapped by SEC over off-channel comms
Registered investment adviser Senvest Management agreed to pay $6.5 million as part of a settlement with the Securities and Exchange Commission addressing admitted off-channel communications violations and separate code of ethics failures.
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Blog
IAG appoints group general counsel
Insurance Australia Group announced the appointment of Robert Cutler as group general counsel. Separately, IAG New Zealand confirmed Rachael O’Brien as chief risk officer.
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Blog
Zendesk announces chief legal officer
Software company Zendesk announced Shana Simmons joined as chief legal officer.
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Blog
Gatewood Capital Partners names CCO to investment committee
Private equity firm Gatewood Capital Partners announced Andrew Coren, chief financial officer and chief compliance officer, was appointed to its investment committee.
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Blog
Rocket Pharmaceuticals appoints general counsel
Rocket Pharmaceuticals announced Martin Wilson was appointed general counsel and chief corporate officer.
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Blog
German American names chief risk officer
German American Bancorp announced Mary Moorhouse was appointed senior vice president, chief risk officer.
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Cleveland Clinic names chief legal officer
Medical center Cleveland Clinic announced Deborah Gordon will be appointed executive vice president and chief legal officer.
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DITF appoints sustainability chief
The German Institutes of Textile and Fiber Research appointed Thomas Stegmaier as chief sustainability officer.
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Jackson Healthcare names chief risk officer
Jackson Healthcare announced the promotion of David Robertson to chief risk officer.
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Blog
Thunderbird Entertainment announces general counsel
Canadian film and television company Thunderbird Entertainment Group announced the promotion of Lori Massini to general counsel.