All Compliance Week articles in Web Issue – Page 1406
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Blog
Ahold Delhaize appoints chief sustainability officer
Retail and wholesale holding company Ahold Delhaize announced Alex Holt was appointed chief sustainability officer and member of the executive committee.
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Blog
Former CCO rejoins Gallup as general counsel
Global analytics and advisory firm Gallup announced the return of William Kruse as general counsel.
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Blog
Numat appoints general counsel
Metal-organic frameworks provider Numat Technologies announced the appointment of Chip Leen as executive vice president, industrials and general counsel.
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PremiumFive compliance triumphs from 2023
A financial services giant’s compliance mea culpa that could serve to benefit the rest of the profession, a chemical company’s praised FCPA settlement, and an example of the value of whistleblowers highlight CW’s annual list of laudable ethics and compliance moments.
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News BriefNew U.K. office eyeing 2024 to enforce trade sanctions
The U.K. government is set to establish a new agency to enforce trade sanctions and provide compliance guidance to businesses regarding the country’s sanctions regimes.
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News BriefDOJ sets expectations for SEC cyber incident disclosure delays
Companies won’t have an easy path toward earning additional time from the Department of Justice regarding the disclosure of a material cybersecurity incident to the Securities and Exchange Commission as required under a new rule.
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News BriefCoinList to pay $1.2M to settle Crimea sanctions violations
Virtual currency exchange CoinList Markets agreed to pay more than $1.2 million to settle allegations from the Office of Foreign Assets Control that it violated U.S. sanctions by processing transactions for customers located in the Crimea region of Ukraine.
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PremiumExperts: More privacy rules, enforcement expected in 2024
Businesses can prepare for a bumpy ride as the 2024 global landscape of data privacy and other related laws and regulations begins to take shape.
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Blog
Marqeta announces new chief compliance officer
Card issuing platform Marqeta announced the appointment of Alan Carlisle as chief compliance officer.
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Blog
Volvo Cars appoints general counsel, legal chief
Volvo Cars announced the appointment of Helen Hu as general counsel and chief legal officer.
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Blog
Grammarly welcomes general counsel
Software company Grammarly announced the appointment of Jennifer Miller as general counsel.
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Blog
Point32Health names chief legal officer
Point32Health, the parent company of Harvard Pilgrim Health Care and Tufts Health Plan, announced the appointment of Susan Kee as chief legal officer.
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Blog
Wates Group names sustainability head
U.K.-based construction company Wates Group announced the appointment of Cressida Curtis as group sustainability director.
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Blog
Telecommunications Association of Michigan adds general counsel
The Telecommunications Association of Michigan announced the appointment of Michael Rampe as general counsel.
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Blog
Mediavine promotes general counsel to chief legal officer
Ad management firm Mediavine announced the appointment of Jamie Lieberman as its first chief legal officer.
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News BriefCredit Suisse units to pay $10M in SEC mutual fund services case
Three entities of Swiss bank Credit Suisse agreed to pay more than $10 million combined as part of a settlement with the Securities and Exchange Commission for allegedly providing prohibited underwriting and advising services to mutual funds.
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PremiumTop ethics and compliance failures of 2023
A virtual currency exchange that sought to mislead regulators, banks failing after ignoring obvious risks, and a manufacturer that sold millions of its products in violation of U.S. export controls are among those that make up CW’s list of the biggest ethics and compliance fails of 2023.
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News BriefNew European AML agency nearing adoption
A new agency to supervise high-risk financial institutions across the European Union regarding their anti-money laundering and countering the financing of terrorism activities gained provisional approval.
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News BriefEx-BP CEO facing up to $41M in losses over colleague relationship dishonesty
The board of British oil and gas giant BP announced its remuneration determinations after finding former CEO Bernard Looney committed “serious misconduct” in his disclosure of personal relationships with company colleagues.
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News BriefSEC adopts rule to ease clearing of Treasury transactions
The Securities and Exchange Commission adopted a rule change aimed at reducing the threat of systemic risk to U.S. Treasury securities by facilitating additional central clearing in the market.