All Compliance Week articles in Web Issue – Page 1401
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News BriefAustralia seeks help from businesses under ‘bold and ambitious’ cyber strategy
Australia released an updated cybersecurity strategy that will rely more heavily on public-private partnerships to support the country’s cyber defense efforts.
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WebcastCPE Webcast: Better risk assessments: Practical, data-driven assessments made simple
Today’s risk assessments require improved quantitative, data-driven analysis, including interpreting inherent risk data in a meaningful way. Organizations are looking for risk assessments to be actionable, easier to execute, and defensible.
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News Brief
SEC continues Dodd-Frank run, passes conflicts in securities trading rule
The Securities and Exchange Commission moved quickly to adopt an unfulfilled mandate of the Dodd-Frank Act to prevent the sale of certain securities if there is a conflict of interest.
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PremiumMore companies enter ‘discovery phase’ of ESG reporting in 2023
Climate-related disclosure efforts are amplifying year over year, despite persistent and persnickety pain points, as more organizations widen the scope of their ESG journeys, our “Inside the Mind of the CCO” survey found.
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PodcastDigital Transformation of Compliance podcast: GWU Professor Kyle Welch
In this episode of the Digital Transformation of Compliance podcast series, Kyle Welch, a George Washington University associate professor of accountancy, discusses findings from his research on internal whistleblowing and compliance dashboards built by publicly traded U.S. companies to leverage hotline data.
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News BriefTD Bank unit fined $600K by FINRA over email review lapses
TD Private Client Wealth agreed to pay a $600,000 penalty levied by the Financial Industry Regulatory Authority for allegedly failing to review millions of employee emails as required by the self-regulatory organization’s rules.
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Blog
VUMC names chief privacy officer
Vanderbilt University Medical Center appointed Sondra Hornsey as its new chief privacy officer.
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Blog
KWESST names corporate controller as chief compliance officer
Technology company KWESST Micro Systems appointed its Corporate Controller Kris Denis as chief compliance officer.
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Blog
Modine appoints general counsel
Thermal management technology and solutions provider Modine appointed Erin Roth to the role of vice president, general counsel and corporate secretary.
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Blog
GTT announces general counsel
GTT Communications, a provider of managed network and security services, announced Valerie Green as its general counsel.
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Blog
Solar Integrated Roofing hires general counsel
Solar Integrated Roofing Corp. announced the hiring of Jason Ostendorf as its new general counsel.
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Blog
NNN REIT names new general counsel
Real estate investment trust NNN REIT announced the appointment of Gina Steffans as executive vice president and general counsel.
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Blog
Wells Fargo adds international sustainability head
Wells Fargo appointed Andrew Bowley to the role of international head of sustainability.
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PremiumDespite AI hype, compliance remains hesitant adopter
Most compliance professionals say their teams are not using artificial intelligence to assist with compliance obligations, according to our “Inside the Mind of the CCO” survey.
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News BriefFirst American fined $1M by NYDFS over 2019 cybersecurity breach
First American Title Insurance Company agreed to pay a $1 million fine and implement stronger compliance measures for not securing customers’ personal data, the New York State Department of Financial Services announced.
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News BriefFCA adopts rule package aimed at thwarting greenwashing
The Financial Conduct Authority will implement a series of rules to minimize instances of “greenwashing” in the U.K. market.
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News BriefBank of America fined $12M over demographic data reporting lapses
Bank of America will pay a $12 million penalty for allegedly reporting false mortgage lending data to the federal government, under a settlement reached with the Consumer Financial Protection Bureau.
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PremiumBinance’s compliance past, future detailed
There are a slew of compliance lessons to be learned from the $4.3 billion settlement that Binance, the world’s largest cryptocurrency exchange, reached with the U.S. government.
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WebcastCPE Webcast: What 2024 holds for compliance: Trends and forecasts
Review key changes in regulatory, legal, and compliance obligations in 2023 and how these are impacting organizations, in addition to learning practical steps compliance departments can take now to get ahead of the 2024 risk landscape.
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Blog
EuroAPI appoints chief legal, compliance officer
Pharmaceutical ingredients company EuroAPI announced the appointment of Marion Santin as chief legal, compliance, and IP officer, as part of its executive committee.