All Compliance Week articles in Web Issue – Page 135
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ArticleSurvey: Performance incentives drive general counsel compensation rise
Compensation among general counsel at some of the nation’s top corporations increased about 8.1 percent in 2021, compared to 2020 levels, according to the latest annual benchmarking report from Equilar.
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ArticleBoeing fined $200M for material misstatements on fatal plane crashes
Boeing agreed to pay $200 million to settle charges laid by the Securities and Exchange Commission that it misled investors regarding what caused two crashes of 737 MAX airplanes in 2018 and 2019 that killed 346 people.
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Article
Standard Chartered recruits chief risk officer from Societe Generale
U.K. bank Standard Chartered announced the appointment of Sadia Ricke as group chief risk officer, effective Feb. 1, 2023.
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Article
PwC appoints global ESG leader
Big Four audit firm PwC announced the appointment of Will Jackson-Moore as global environmental, social, and governance (ESG) leader.
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Article
JBS names global chief sustainability officer
JBS, the world’s largest meat processing company, announced the appointment of Jason Weller as its first global chief sustainability officer.
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ArticleRaymond James unit fined $500K for supervisory failures
A broker-dealer unit of Raymond James Financial agreed to pay $500,000 as part of a settlement with the Securities and Exchange Commission for alleged supervisory failures that included the input of a misinformed compliance officer.
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ArticleCollateral damage aplenty in NYAG lawsuit against Trump Organization
The New York Attorney General’s lawsuit against former President Donald Trump is solely focused on penalizing his business and cohorts, but firms like Mazars and Deutsche Bank don’t come off well from a due diligence perspective.
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ArticleFocus on professional enablers puts lawyers in spotlight
While the extent of lawyers’ and law firms’ involvement in money laundering remains difficult to quantify, their potential role as professional enablers has become increasingly salient.
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PremiumESG Summit: Holistic approach to supply chain risk an ‘investment differentiator’
Two experts explained how the C-suite as a whole—not just compliance officers—should be focused on the holistic approach to supply chain risk management during a session at CW’s virtual ESG Summit.
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ArticleArcadia fined $90K for custody rule violations; CCO to undergo training
New York-based investment adviser Arcadia Wealth Management will pay $90,000 for violating a Securities and Exchange Commission rule by failing to obtain “surprise” examinations of advisory client assets.
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ArticleToews fined $150K over proxy voting violations
Investment adviser Toews Corp. agreed to pay $150,000 as part of a settlement with the Securities and Exchange Commission over proxy voting rule violations that prompted two commissioners to issue a dissenting statement.
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PremiumExperts: Where to start on your ESG journey
ESG directors from Tenneco and Amneal Pharmaceuticals shared best practices for businesses broaching the initial phases of environmental, social, and governance reporting at CW’s virtual ESG Summit.
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ArticleIreland interpretations of GDPR criticized again in Instagram case
In fining Instagram a record €405 million (U.S. $405 million) for General Data Protection Regulation violations regarding the safeguarding of teenage users’ data, the Irish Data Protection Commission took some heat of its own.
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VideoLessons learned from healthcare on ESG reporting
This session from Compliance Week’s 2022 virtual ESG Summit features a discussion between Sana Imam, operations manager at Black Directors Health Equity Agenda; Ratan Milejov, vice president at Valley Children’s Healthcare; and Bethany Beers, sustainability practice leader at Mazzetti. The event was held Sept. 19-20, 2022.
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VideoFinding the ideal structure for ESG reporting
This session from Compliance Week’s 2022 virtual ESG Summit features a discussion between Colleen Millazzo, senior vice president at Shared Assessments; Piya Baptista, director at Corporate Citizenship; and Pallavi Singh, head of ESG products and consulting at SG Analytics. The event was held Sept. 19-20, 2022.
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VideoHow innovations are shaping the future of ESG
This session from Compliance Week’s 2022 virtual ESG Summit features a presentation by Christopher Geiger, vice president, internal audit and enterprise risk at Lockheed Martin. The event was held Sept. 19-20, 2022.
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VideoHow effective risk management can drive ESG implementation
This session from Compliance Week’s 2022 virtual ESG Summit features Kyle Brasseur, editor in chief at Compliance Week, moderating a discussion with Debbie Biddle-Castillo, ESG internal control and risk leader at KPMG, and Kirby Kleeberg, enterprise risk ESG and program management leader at KPMG. The event was held Sept. 19-20, ...
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VideoDynamic overview of ESG regulatory developments
This session from Compliance Week’s 2022 virtual ESG Summit features Nancy Dark, director of internal controls at Kellogg Company, moderating a discussion with William Nelson, associate general counsel of the Investment Adviser Association, and Chris McClure, partner and ESG services leader at Crowe. The event was held Sept. 19-20, 2022.
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VideoInternational developments on sustainability reporting
This session from Compliance Week’s 2022 virtual ESG Summit features a discussion between Geert Vermeulen, chief executive officer of Ethics and Compliance Management and Consulting, and Neil Stewart, director of corporate outreach for the International Financial Reporting Standards Foundation. The event was held Sept. 19-20, 2022.
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VideoEthical overview of ESG compliance directives
This session from Compliance Week’s 2022 virtual ESG Summit features a discussion between Matthew Nobles, chief compliance officer - Middle East and Africa at GE Gas Power, and Doug Hileman, president and founder of Douglas Hileman Consulting. The event was held Sept. 19-20, 2022.